0001179110-19-000954.txt : 20190128 0001179110-19-000954.hdr.sgml : 20190128 20190128150211 ACCESSION NUMBER: 0001179110-19-000954 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190123 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Dutch C. III CENTRAL INDEX KEY: 0001668417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 19545178 MAIL ADDRESS: STREET 1: 5055 WILSHIRE BLVD., SUITE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5055 WILSHIRE BLVD STE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 BUSINESS PHONE: 3236341700 MAIL ADDRESS: STREET 1: 5055 WILSHIRE BLVD STE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 4 1 edgar.xml FORM 4 - X0306 4 2019-01-23 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001668417 Ross Dutch C. III C/O BROADWAY FINANCIAL CORPORATION 5055 WILSHIRE BLVD., SUITE 500 LOS ANGELES 90036 1 0 0 0 Common Stock 2019-01-23 4 A 0 6024 0 A 23461 D Represents Award of unrestricted stock issued on January 23, 2019 pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation. Alice Wong, Attorney-in-fact 2019-01-25