0001179110-17-014786.txt : 20171201 0001179110-17-014786.hdr.sgml : 20171201 20171201173829 ACCESSION NUMBER: 0001179110-17-014786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battey Brenda J CENTRAL INDEX KEY: 0001578226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 171235076 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 edgar.xml FORM 4 - X0306 4 2017-11-30 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001578226 Battey Brenda J 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 0 1 0 0 SVP/Chief Financial Officer Common Stock 2017-11-30 4 D 0 300 2.20 D 17633 D Common Stock 2017-11-30 4 D 0 200 2.23 D 17433 D Common Stock 2017-11-30 4 D 0 100 2.22 D 17333 D Common Stock 2017-11-30 4 D 0 500 2.21 D 16833 D Common Stock 2017-12-01 4 D 0 800 2.21 D 16033 D Common Stock 2017-12-01 4 D 0 800 2.25 D 15233 D Common Stock 2017-12-01 4 D 0 200 2.23 D 15033 D Common Stock 2017-12-01 4 D 0 200 2.22 D 14833 D Alice Wong, Attorney-in-fact 2017-12-01