0001179110-17-006226.txt : 20170427 0001179110-17-006226.hdr.sgml : 20170427 20170427181303 ACCESSION NUMBER: 0001179110-17-006226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170426 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradshaw Wayne-Kent A. CENTRAL INDEX KEY: 0001456220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 17790801 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 edgar.xml FORM 4 - X0306 4 2017-04-26 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001456220 Bradshaw Wayne-Kent A. 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 1 1 0 0 President/CEO Restricted Stock Units 2017-04-26 4 A 0 129270 0 A 2017-04-26 Common Stock 129270 268984 D Restricted Stock Units ("RSU") vesting on April 26, 2019 or earlier in certain events. Each RSU represents the right to receive cash equal to the fair market value of one share of common stock on the vesting date or such later date as may be required by the TARP compensation rules of the US Treasury Department. Alice Wong, Attorney-in-fact 2017-04-27