0001179110-16-023588.txt : 20160503 0001179110-16-023588.hdr.sgml : 20160503 20160503124826 ACCESSION NUMBER: 0001179110-16-023588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCloud Ruth CENTRAL INDEX KEY: 0001616797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 161614557 BUSINESS ADDRESS: BUSINESS PHONE: 3235563231 MAIL ADDRESS: STREET 1: 5055 WILSHIRE BOULEVARD STREET 2: SUITE 500 CITY: LOS ANGELES STATE: CA ZIP: 90036 4 1 edgar.xml FORM 4 - X0306 4 2016-02-24 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001616797 McCloud Ruth 5055 WILSHIRE BOULEVARD SUITE 500 LOS ANGELES CA 90036 0 1 0 0 SVP/CRBO Stock Option 1.62 2016-02-24 4 A 0 100000 1.62 A 2026-02-24 Common Stock 100000 100000 D The stock option vests 20% annually, beginning on the one year anniversary of the grant date. Options granted under the Company's 2008 Long-Term Incentive Plan. Alice Wong, Attorney-In-Fact 2016-05-03