0001179110-14-015554.txt : 20141016 0001179110-14-015554.hdr.sgml : 20141016 20141016192135 ACCESSION NUMBER: 0001179110-14-015554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141016 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUDSON PAUL C CENTRAL INDEX KEY: 0001206237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 141160472 4 1 edgar.xml FORM 4 - X0306 4 2014-10-16 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001206237 HUDSON PAUL C 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 1 0 0 0 Common Stock 2014-10-16 2014-10-16 4 P 0 45455 1.10 A 131505 D On September 17, 2014, the stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014. These shares are held directly and in trust. As of the 2014 Record Date, 17,911 shares were held in the ESOP. Daniele C. Johnson, Attorney-as-in-fact 2014-10-16