0001179110-14-015554.txt : 20141016
0001179110-14-015554.hdr.sgml : 20141016
20141016192135
ACCESSION NUMBER: 0001179110-14-015554
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141016
FILED AS OF DATE: 20141016
DATE AS OF CHANGE: 20141016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUDSON PAUL C
CENTRAL INDEX KEY: 0001206237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 141160472
4
1
edgar.xml
FORM 4 -
X0306
4
2014-10-16
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001206237
HUDSON PAUL C
5055 WILSHIRE BOULEVARD, SUITE 500
LOS ANGELES
CA
90036
1
0
0
0
Common Stock
2014-10-16
2014-10-16
4
P
0
45455
1.10
A
131505
D
On September 17, 2014, the stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
These shares are held directly and in trust.
As of the 2014 Record Date, 17,911 shares were held in the ESOP.
Daniele C. Johnson, Attorney-as-in-fact
2014-10-16