0001179110-14-015553.txt : 20141016
0001179110-14-015553.hdr.sgml : 20141016
20141016192123
ACCESSION NUMBER: 0001179110-14-015553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141016
FILED AS OF DATE: 20141016
DATE AS OF CHANGE: 20141016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MEDINA DANIEL A
CENTRAL INDEX KEY: 0001208200
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 141160471
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
4
1
edgar.xml
FORM 4 -
X0306
4
2014-10-16
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208200
MEDINA DANIEL A
5055 WILSHIRE BOULEVARD, SUITE 500
LOS ANGELES
CA
90036
1
0
0
0
Common Stock
2014-10-16
5
P
0
E
22727
1.10
A
51999
D
Common Stock Options-right to buy
4.00
2009-01-21
5
A
0
E
1875
4.00
A
2014-01-21
2019-01-21
Common Stock
1875
3125
D
Common Stock Option-right to buy
6.00
2010-01-21
5
A
0
E
1250
6.00
A
2015-01-21
2020-01-21
Common Stock
1250
3125
D
On September 17, 2014, the stockholders approved a proposal allowing directors and certain executive to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.
On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.
On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.
These shares are held jointly in trust with spouse.
Daniele C. Johnson, Attorney-as-in-fact
2014-10-16