0001179110-14-015553.txt : 20141016 0001179110-14-015553.hdr.sgml : 20141016 20141016192123 ACCESSION NUMBER: 0001179110-14-015553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141016 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEDINA DANIEL A CENTRAL INDEX KEY: 0001208200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 141160471 MAIL ADDRESS: STREET 1: C/O BROADWAY FEDERAL BANK STREET 2: 4800 WILSHIRE BLVD. CITY: LOS ANGELES STATE: CA ZIP: 90010 4 1 edgar.xml FORM 4 - X0306 4 2014-10-16 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001208200 MEDINA DANIEL A 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 1 0 0 0 Common Stock 2014-10-16 5 P 0 E 22727 1.10 A 51999 D Common Stock Options-right to buy 4.00 2009-01-21 5 A 0 E 1875 4.00 A 2014-01-21 2019-01-21 Common Stock 1875 3125 D Common Stock Option-right to buy 6.00 2010-01-21 5 A 0 E 1250 6.00 A 2015-01-21 2020-01-21 Common Stock 1250 3125 D On September 17, 2014, the stockholders approved a proposal allowing directors and certain executive to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014. On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share. On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share. These shares are held jointly in trust with spouse. Daniele C. Johnson, Attorney-as-in-fact 2014-10-16