0001179110-14-015552.txt : 20141016 0001179110-14-015552.hdr.sgml : 20141016 20141016192111 ACCESSION NUMBER: 0001179110-14-015552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141016 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Battey Brenda J CENTRAL INDEX KEY: 0001578226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 141160470 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BOULEVARD CITY: LOS ANGELES STATE: CA ZIP: 90036 4 1 edgar.xml FORM 4 - X0306 4 2014-10-16 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001578226 Battey Brenda J 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 0 1 0 0 SVP/Chief Financial Officer Common Stock 2014-10-16 4 P 0 25000 1.10 A 25000 D On September 17, 2014, the stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014. Daniele C. Johnson, Attorney-as-in-fact 2014-10-16