0001179110-14-001519.txt : 20140130
0001179110-14-001519.hdr.sgml : 20140130
20140130123510
ACCESSION NUMBER: 0001179110-14-001519
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140130
DATE AS OF CHANGE: 20140130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON ROBERT C JR
CENTRAL INDEX KEY: 0001219803
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 14559715
5
1
edgar.xml
FORM 5 -
X0306
5
2013-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001219803
DAVIDSON ROBERT C JR
5055 WILSHIRE BOULEVARD, SUITE 500
LOS ANGELES
CA
90036
1
0
0
0
Common Stock
356
D
Common Stock
804
D
Common Stock
5000
D
Common Stock
19231
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
10.4900
2008-03-19
2013-03-19
Common Stock
1428
1428
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
The shares are held in the name of the "Robert and Alice Davidson Trust."
The Board of Directors granted this Stock Option, Right to Buy. The Stock Option vests upon granting.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of the "Robert and Alice Davidson Trust."
Daniele C. Johnson, Attorney-as-in-fact
2014-01-30