0001179110-14-001300.txt : 20140123 0001179110-14-001300.hdr.sgml : 20140123 20140123154819 ACCESSION NUMBER: 0001179110-14-001300 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUDSON PAUL C CENTRAL INDEX KEY: 0001206237 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27464 FILM NUMBER: 14542944 5 1 edgar.xml FORM 5 - X0306 5 2013-12-31 0 0 0 0001001171 BROADWAY FINANCIAL CORP \DE\ BYFC 0001206237 HUDSON PAUL C 5055 WILSHIRE BOULEVARD, SUITE 500 LOS ANGELES CA 90036 1 0 0 0 Common Stock 28826 D Common Stock 2832 D Common Stock 13890 D Common Stock 19231 D Employee Stock Ownership Plan Common Stock 17911 17911 D These shares are directly held in brokerage accounts. These shares are held directly. These shares are held directly in an IRA for Paul Hudson. These shares are held in the Employee Stock Ownership Plan (ESOP). On July 2, 2012, an investment of Capital was made in exchange for common stock. Daniele C. Johnson, Attorney-as-in-fact 2014-01-23