0001179110-14-001213.txt : 20140121
0001179110-14-001213.hdr.sgml : 20140120
20140121155736
ACCESSION NUMBER: 0001179110-14-001213
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140121
DATE AS OF CHANGE: 20140121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS VIRGIL P
CENTRAL INDEX KEY: 0001208204
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27464
FILM NUMBER: 14538041
BUSINESS ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 3235563231
MAIL ADDRESS:
STREET 1: C/O BROADWAY FEDERAL BANK
STREET 2: 4800 WILSHIRE BLVD.
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
5
1
edgar.xml
FORM 5 -
X0306
5
2013-12-31
0
0
0
0001001171
BROADWAY FINANCIAL CORP \DE\
BYFC
0001208204
ROBERTS VIRGIL P
5055 WILSHIRE BOULEVARD, SUITE 500
LOS ANGELES
CA
90036
1
0
0
1
Chairman
Common Stock
5806
D
Common Stock
3917
D
Common Stock Purchase
19231
D
Stock Option (Right to Buy)
6.00
2010-01-21
2020-01-21
Common Stock
1250
1250
D
Stock Option (Right to Buy)
4.00
2009-01-21
2019-01-21
Common Stock
1875
1875
D
These shares are shares are held in the name of Virgil P. Roberts and Brenda Roberts, spouse.
These Stock Options are a Right to Buy and vest upon granting.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The Shares are held in the name of "Virgil and Brenda Roberts Defined Benefit Pension Plan."
Daniele C. Johnson, Attorney-as-in-fact
2014-01-21