0001104659-17-000932.txt : 20170105
0001104659-17-000932.hdr.sgml : 20170105
20170105162227
ACCESSION NUMBER: 0001104659-17-000932
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
EFFECTIVENESS DATE: 20170105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\
CENTRAL INDEX KEY: 0001001171
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954547287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-277740
FILM NUMBER: 17510991
BUSINESS ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
BUSINESS PHONE: 2136341700
MAIL ADDRESS:
STREET 1: 4800 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90010
D
1
primary_doc.xml
X0707
D
LIVE
0001001171
BROADWAY FINANCIAL CORP \DE\
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
323-634-1700
DELAWARE
None
None
Corporation
true
Kellogg
Chan
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Robert
C.
Davidson
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Albert
O.
Maddox
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Daniel
A.
Medina
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Virgil
Roberts
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Dutch
C.
Ross
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Erin
Selleck
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Director
Brenda
J.
Battey
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
SVP/CFO
Norman
Bellefeuile
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
SVP/CLO
Wayne-Kent
A.
Bradshaw
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
Director
President/CEO/Director
Ruth
McCloud
5055 Wilshire Blvd
Suite 500
Los Angeles
CA
CALIFORNIA
90036
Executive Officer
SVP/CRBO
Other Banking and Financial Services
$5,000,001 - $25,000,000
- 06b
false
2016-12-21
false
true
false
0
Paul V. Hughes
1203259
BlackTorch Securities, LLC
103771
23505 Smithtown Road
Suite 110
Excelsior
MN
MINNESOTA
55331
CA
CALIFORNIA
IL
ILLINOIS
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
PA
PENNSYLVANIA
VA
VIRGINIA
WA
WASHINGTON
1173199
1173199
0
Offering consisted of shares of non-voting common stock
false
1
46928
0
4% placement fee based on gross proceeds raised
0
No proceeds will be used for payments to any executive officer or director. No promoters were used.
false
BROADWAY FINANCIAL CORP \DE\
/s/ Brenda J. Battey
Brenda J. Battey
SVP/CFO
2017-01-05