0001104659-17-000932.txt : 20170105 0001104659-17-000932.hdr.sgml : 20170105 20170105162227 ACCESSION NUMBER: 0001104659-17-000932 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 EFFECTIVENESS DATE: 20170105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-277740 FILM NUMBER: 17510991 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 D 1 primary_doc.xml X0707 D LIVE 0001001171 BROADWAY FINANCIAL CORP \DE\ 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 323-634-1700 DELAWARE None None Corporation true Kellogg Chan 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Robert C. Davidson 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Albert O. Maddox 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Daniel A. Medina 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Virgil Roberts 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Dutch C. Ross 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Erin Selleck 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Director Brenda J. Battey 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer SVP/CFO Norman Bellefeuile 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer SVP/CLO Wayne-Kent A. Bradshaw 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer Director President/CEO/Director Ruth McCloud 5055 Wilshire Blvd Suite 500 Los Angeles CA CALIFORNIA 90036 Executive Officer SVP/CRBO Other Banking and Financial Services $5,000,001 - $25,000,000 06b false 2016-12-21 false true false 0 Paul V. Hughes 1203259 BlackTorch Securities, LLC 103771 23505 Smithtown Road Suite 110 Excelsior MN MINNESOTA 55331 CA CALIFORNIA IL ILLINOIS MN MINNESOTA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA VA VIRGINIA WA WASHINGTON 1173199 1173199 0 Offering consisted of shares of non-voting common stock false 1 46928 0 4% placement fee based on gross proceeds raised 0 No proceeds will be used for payments to any executive officer or director. No promoters were used. false BROADWAY FINANCIAL CORP \DE\ /s/ Brenda J. Battey Brenda J. Battey SVP/CFO 2017-01-05