0001104659-15-059972.txt : 20150814 0001104659-15-059972.hdr.sgml : 20150814 20150814131459 ACCESSION NUMBER: 0001104659-15-059972 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY FINANCIAL CORP \DE\ CENTRAL INDEX KEY: 0001001171 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954547287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-201233 FILM NUMBER: 151054364 BUSINESS ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 2136341700 MAIL ADDRESS: STREET 1: 4800 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90010 424B3 1 a15-17592_1424b3.htm 424B3

 

Filed pursuant to Rule 424(b)(3)

Registration No. 333-201233

 

PROSPECTUS SUPPLEMENT NO. 1
To Prospectus Dated May 14, 2015

 

BROADWAY FINANCIAL CORPORATION

 

This prospectus supplement updates, amends and supplements our prospectus dated May 14, 2015 relating to possible resales or other dispositions from time to time of shares of our common stock held by the selling stockholders named therein.  This prospectus supplement incorporates by reference into the prospectus the information contained in the following documents we filed with the Securities and Exchange Commission, or SEC, on the dates indicated:

 

·                                    Quarterly Report on Form10-Q for the quarter ended June 30, 2015, filed August 13, 2015.

 

·                                    Current Report on Form 8-K, filed May 21, 2015.

 

Our prospectus referred to herein and this prospectus supplement incorporate by reference important business and financial information that we file with the SEC and that we are not including in or delivering herewith.  As permitted by the rules of the SEC, the incorporated documents are considered to be part of the prospectus and we are permitted to disclose important information to you by referring you to those documents.  You should therefore read them carefully before deciding whether to invest in our common stock.  Further information regarding documents incorporated by reference is provided in the prospectus under the caption “Incorporation of Certain Information by Reference.”

 

Pursuant to Rule 412 under the Securities Act, any statement contained in a document incorporated or deemed to be incorporated by reference into our prospectus will be deemed to be modified or superseded to the extent that a statement contained in any subsequently filed document that is incorporated by reference into the prospectus modifies or supersedes such statement.  Any statement so modified or superseded will not be deemed, except as so modified or superseded, to constitute a part of the prospectus.

 

You may request a copy of any or all of our filings with the SEC that are incorporated by reference in the prospectus or this prospectus supplement, at no cost, by writing to us or telephoning us at:

 

Broadway Financial Corporation
5055 Wilshire Boulevard
Los Angeles, California 90036
Attn: Investor Relations
(323) 634-1700
investor.relations@broadwayfederalbank.com

 

Investing in our common stock involves substantial risks.  You should carefully read the section entitled “Risk Factors” beginning on page 6 of our prospectus referred to herein before investing in our common stock.

 

 

The shares of common stock offered hereby are not savings accounts, deposits or any other debt obligation of any savings and loan association or bank, and are not insured by the Federal Deposit Insurance Corporation or any other government agency.

 

 

Neither the Securities and Exchange Commission nor any state securities commission, the Board of Governors of the Federal Reserve System or any other regulatory authority has approved or disapproved these securities or passed upon the adequacy or accuracy of this prospectus supplement.  Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is August 14, 2015