8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  September 16, 2013

BROADWAY FINANCIAL CORPORATION

 (Exact name of registrant as specified in its charter)

Delaware	000-27464	95-4547287
(State of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

5055 Wilshire Boulevard, Suite 500, Los Angeles, California	90036
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code:  (323) 634-1700

NOT APPLICABLE

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01Other Events.

On January 3, 2013, Broadway Financial Corporation (the “Company”) was notified by the Nasdaq Stock Exchange that the trading price of the Company’s common stock was not in compliance with the $1.00 per share minimum bid requirement for continued listing of the common stock set forth in Nasdaq Marketplace Rule 5550(a)(2).  On September 16, 2013, the Company received a letter from Nasdaq confirming that the Company has regained compliance with Nasdaq  Marketplace Rule 5550(a)(2) and the matter is now closed.

Item 9.01      Financial Statements and Exhibits.

99.1Nasdaq letter dated September 16, 2013

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BROADWAY FINANCIAL CORPORATION
Date: September 16, 2013	By	/s/ Brenda J. Battey
		Brenda J. Battey
		Chief Financial Officer

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EXHIBIT INDEX

99.1Nasdaq letter dated September 16, 2013

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EX-99.1

Exhibit 99.1

By Electronic Delivery to: BBattey@broadwayfederalbank.com

September 16, 2013

Ms. Brenda J. Battey

Chief Financial Officer

Broadway Financial Corporation

5055 Wilshire Boulevard, Suite 500

Los Angeles, CA 90036

Re:Broadway Financial Corporation (the “Company”)

Nasdaq Symbol: BYFC

Dear Ms. Battey:

On January 3, 2013, Staff notified the Company that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business days as required by the Listing Rules of The Nasdaq Stock Market. Since then, Staff has determined that for the last 10 consecutive business days, from August 30, 2013 to September 13, 2013, the closing bid price of the Company’s common stock has been at $1.00 per share or greater. Accordingly, the Company has regained compliance with Listing Rule 5550(a)(2) and this matter is now closed.

If you have any questions, please contact Pamela Morris, Lead Analyst, at +1 301 978 8053.

Sincerely,

/s/ Randy Genau

Randy Genau

Director, Listing Qualifications
The NASDAQ Stock Market, LLC

The NASDAQ Stock Market LLC · 805 King Farm Blvd. ·Rockville, MD 20850 · USA · www.nasdaqomx.com