0001209191-16-151140.txt : 20161118 0001209191-16-151140.hdr.sgml : 20161118 20161118145601 ACCESSION NUMBER: 0001209191-16-151140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: OYO GEOSPACE CORP DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheeler Walter R. CENTRAL INDEX KEY: 0001550990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 162007538 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-16 0 0001001115 GEOSPACE TECHNOLOGIES CORP GEOS 0001550990 Wheeler Walter R. 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock 2016-11-16 4 A 0 6000 0.00 A 63925 D Options (right to buy) 21.42 2016-11-16 4 A 0 13700 0.00 A 2026-11-16 Common Stock 13700 13700 D Option (right to buy) 14.87 2025-11-18 Common Stock 18400 18400 D Options (right to buy) 21.945 2020-02-25 Common Stock 20000 20000 D Options (right to buy) 8.78 2018-12-05 Common Stock 6000 6000 D The performance option described in this line item is exercisable in installments upon the satisfaction of both (1) certain performance based vesting conditions relating to total shareholder return and (2) certain service based vesting conditions. Additional details regarding vesting and the form and terms of this performance option are available in the Company's Current Report on Form 8-K filed on November 20, 2015. This option vested in four equal annual installments beginning February 25, 2011 and is now fully exercisable. This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable. /s/ Walter R. Wheeler 2016-11-18