0001181431-13-048553.txt : 20130911 0001181431-13-048553.hdr.sgml : 20130911 20130911130527 ACCESSION NUMBER: 0001181431-13-048553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130910 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: OYO GEOSPACE CORP DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rice Lacey CENTRAL INDEX KEY: 0001298750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 131090629 MAIL ADDRESS: STREET 1: 2527 BUFFALO TRAIL CITY: SUGAR LAND STATE: TX ZIP: 77479 4 1 rrd390218.xml RICE EXERCISE OF OPTIONS X0306 4 2013-09-10 0 0001001115 GEOSPACE TECHNOLOGIES CORP GEOS 0001298750 Rice Lacey 2527 BUFFALO TRAIL SUGAR LAND TX 77479 0 1 0 0 Vice President, HR Common Stock, par value $.01 per share 2013-09-10 4 M 0 1000 8.78 A 1000 D Common Stock, par value $.01 per share 2013-09-10 4 S 0 1000 75.1268 D 0 D Options (right to buy) 8.78 2013-09-10 4 M 0 1000 D 2012-12-05 2018-12-05 Common Stock 1000 0 D These shares were issued upon the exercise of options (described in Table II) and then immediately sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.27, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I. Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in Column 2 of this Table II On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 500 additional options for which the strike price was reduced to $8.78. /s/Lacey Rice 2012-09-11