0001181431-13-048553.txt : 20130911
0001181431-13-048553.hdr.sgml : 20130911
20130911130527
ACCESSION NUMBER: 0001181431-13-048553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130910
FILED AS OF DATE: 20130911
DATE AS OF CHANGE: 20130911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: OYO GEOSPACE CORP
DATE OF NAME CHANGE: 19950919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rice Lacey
CENTRAL INDEX KEY: 0001298750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 131090629
MAIL ADDRESS:
STREET 1: 2527 BUFFALO TRAIL
CITY: SUGAR LAND
STATE: TX
ZIP: 77479
4
1
rrd390218.xml
RICE EXERCISE OF OPTIONS
X0306
4
2013-09-10
0
0001001115
GEOSPACE TECHNOLOGIES CORP
GEOS
0001298750
Rice Lacey
2527 BUFFALO TRAIL
SUGAR LAND
TX
77479
0
1
0
0
Vice President, HR
Common Stock, par value $.01 per share
2013-09-10
4
M
0
1000
8.78
A
1000
D
Common Stock, par value $.01 per share
2013-09-10
4
S
0
1000
75.1268
D
0
D
Options (right to buy)
8.78
2013-09-10
4
M
0
1000
D
2012-12-05
2018-12-05
Common Stock
1000
0
D
These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.27, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.
Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in Column 2 of this Table II
On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 500 additional options for which the strike price was reduced to $8.78.
/s/Lacey Rice
2012-09-11