0001181431-13-046944.txt : 20130829 0001181431-13-046944.hdr.sgml : 20130829 20130829165618 ACCESSION NUMBER: 0001181431-13-046944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130828 FILED AS OF DATE: 20130829 DATE AS OF CHANGE: 20130829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: OYO GEOSPACE CORP DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Robbin B. CENTRAL INDEX KEY: 0001550921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 131069742 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd389403.xml ADAMS SALE X0306 4 2013-08-28 0 0001001115 GEOSPACE TECHNOLOGIES CORP GEOS 0001550921 Adams Robbin B. 7007 PINEMONT DRIVE HOUSTON TX 77040 0 1 0 0 Executive Vice President Common Stock, par value $.01 per share 2013-08-28 4 M 0 1000 8.78 A 2550 D Common Stock, par value $.01 per share 2013-08-28 4 S 0 1000 68.797 D 1550 D Options (right to buy) 21.945 2014-02-25 2020-02-25 Common Stock 13000 13000 D Options (right to buy) 8.78 2013-08-28 4 M 0 1000 D 2012-12-05 2018-12-05 Common Stock 1500 500 D These shares were issued upon the exercise of options (described in Table II) and then immediately sold. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option becomes exercisable in equal annual installments over a four year period. The option will become fully exercisable on February 25, 2014. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in column 2 of this Table II. This option became exercisable in equal annual installments over a four year period, and is now fully exercisable. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.88, inclusive. The reporting person undertakes to provide On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 775 additional shares of common stock. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 6,500 additional options for which the strike price was reduced to $21.945. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 750 additional options for which the strike price was reduced to $8.78. /S/ Robbin Adams 2013-08-29