0001181431-13-011303.txt : 20130221
0001181431-13-011303.hdr.sgml : 20130221
20130221153634
ACCESSION NUMBER: 0001181431-13-011303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130219
FILED AS OF DATE: 20130221
DATE AS OF CHANGE: 20130221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wheeler Walter R.
CENTRAL INDEX KEY: 0001550990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 13630233
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: OYO GEOSPACE CORP
DATE OF NAME CHANGE: 19950919
4
1
rrd371027.xml
WHEELER EXERCISE OF OPTIONS
X0306
4
2013-02-19
0
0001001115
GEOSPACE TECHNOLOGIES CORP
GEOS
0001550990
Wheeler Walter R.
7007 PINEMONT DRIVE
HOUSTON
TX
77040
0
1
0
0
Executive Vice President & COO
Common Stock, par value $.01 per share
2013-02-19
4
M
0
4000
4.325
A
35930
D
Common Stock, par value $.01 per share
2013-02-19
4
S
0
1505
108.00
D
34425
D
Options (right to buy)
4.325
2013-02-19
4
M
0
4000
D
2004-03-25
2013-03-25
Common Stock
4000
0
D
Options (right to buy)
8.78
2009-12-05
2018-12-05
Common Stock
6000
6000
D
Options (right to buy)
21.945
2011-02-25
2020-02-25
21.945
20000
20000
D
These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 15,965 additional shares of common stock.
1505 of the shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 3,000 additional options for which the strike price was reduced to $8.78.
On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 10,000 additional options for which the strike price was reduced to $21.945.
This option is fully vested.
This option vests in four equal annual installments beginning February 25, 2011 and will be fully vested on February 25, 2014.
/s/ Walter R. Wheeler
2013-02-20