0001181431-13-009079.txt : 20130213 0001181431-13-009079.hdr.sgml : 20130213 20130213140712 ACCESSION NUMBER: 0001181431-13-009079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS GARY D CENTRAL INDEX KEY: 0001049652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 13601933 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: OYO GEOSPACE CORP DATE OF NAME CHANGE: 19950919 4 1 rrd370093.xml G. OWENS OPTION EXERCISE X0306 4 2013-02-11 0 0001001115 GEOSPACE TECHNOLOGIES CORP GEOS 0001049652 OWENS GARY D 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock, par value $.01 per share 2013-02-11 4 M 0 10552 8.78 A 231576 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 1668 106.0157 D 229908 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 8679 106.7619 D 221229 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 205 107.666 D 221024 D Common Stock, par value $.01 per share 2013-02-12 4 M 0 6948 8.78 A 227972 D Common Stock, par value $.01 per share 2013-02-12 4 S 0 6948 106.992 D 221024 D Common Stock, par value $.01 per share 2013-02-12 4 S 0 220260 102.75 D 0 I By the Owens 2008 Grandchildren's Trust Options (right to buy) 8.78 2013-02-11 4 M 0 10552 D 2012-12-05 2018-12-05 Common Stock, par value $.01 per share 10552 6948 D Options (right to buy) 8.78 2013-02-12 4 M 0 6948 D 2012-12-05 2018-12-05 Common Stock, par value $.01 per share 6948 0 D These shares were issued upon the exercise of options (described in Table II) and then immediately sold. On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 110,512 additional shares of common stock, indirect ownership of 110,130 additional shares of common stock, and 8,750 additional options whose strike price was reduced to $8.78. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. /s/Gary D. Owens 2013-02-13