0001181431-13-009079.txt : 20130213
0001181431-13-009079.hdr.sgml : 20130213
20130213140712
ACCESSION NUMBER: 0001181431-13-009079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130211
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 13601933
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: OYO GEOSPACE CORP
DATE OF NAME CHANGE: 19950919
4
1
rrd370093.xml
G. OWENS OPTION EXERCISE
X0306
4
2013-02-11
0
0001001115
GEOSPACE TECHNOLOGIES CORP
GEOS
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2013-02-11
4
M
0
10552
8.78
A
231576
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
1668
106.0157
D
229908
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
8679
106.7619
D
221229
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
205
107.666
D
221024
D
Common Stock, par value $.01 per share
2013-02-12
4
M
0
6948
8.78
A
227972
D
Common Stock, par value $.01 per share
2013-02-12
4
S
0
6948
106.992
D
221024
D
Common Stock, par value $.01 per share
2013-02-12
4
S
0
220260
102.75
D
0
I
By the Owens 2008 Grandchildren's Trust
Options (right to buy)
8.78
2013-02-11
4
M
0
10552
D
2012-12-05
2018-12-05
Common Stock, par value $.01 per share
10552
6948
D
Options (right to buy)
8.78
2013-02-12
4
M
0
6948
D
2012-12-05
2018-12-05
Common Stock, par value $.01 per share
6948
0
D
These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 110,512 additional shares of common stock, indirect ownership of 110,130 additional shares of common stock, and 8,750 additional options whose strike price was reduced to $8.78.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
/s/Gary D. Owens
2013-02-13