0001181431-13-009003.txt : 20130213 0001181431-13-009003.hdr.sgml : 20130213 20130213110545 ACCESSION NUMBER: 0001181431-13-009003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130211 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCENTIRE THOMAS T CENTRAL INDEX KEY: 0001049653 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 13600571 MAIL ADDRESS: STREET 1: 7334 N GESSNER ROAD CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 FORMER COMPANY: FORMER CONFORMED NAME: OYO GEOSPACE CORP DATE OF NAME CHANGE: 19950919 4 1 rrd369885.xml T. MCENTIRE STOCK OPTION EXERCISE X0306 4 2013-02-11 0 0001001115 GEOSPACE TECHNOLOGIES CORP GEOS 0001049653 MCENTIRE THOMAS T 7007 PINEMONT DRIVE HOUSTON TX 77040 0 1 0 0 CFO & Secretary Common Stock, par value $.01 per share 2013-02-11 4 M 0 15178 8.78 A 37178 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 2399 106.0158 D 34779 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 12484 106.7618 D 22295 D Common Stock, par value $.01 per share 2013-02-11 4 S 0 295 107.6660 D 22000 D Common Stock, par value $.01 per share 2013-02-12 4 M 0 9822 8.78 A 31822 D Common Stock, par value $.01 per share 2013-02-12 4 S 0 9822 106.9927 D 22000 D Options (right to buy) 8.78 2013-02-11 4 M 0 15178 D 2012-12-05 2018-12-05 Common Stock, par value $.01 per share 15178 9822 D Options (right to buy) 8.78 2013-02-12 4 M 0 9822 D 2012-12-05 2018-12-05 Common Stock, par value $.01 per share 9822 0 D These shares were issued upon the exercise of options (described in Table II) and then immediately sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation (the "Company"), any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 11,000 additional shares of common stock and 12,500 additional options whose strike price was reduced to $8.78. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.65 to $107.13, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Thomas T. McEntire 2013-02-13