0001181431-13-009003.txt : 20130213
0001181431-13-009003.hdr.sgml : 20130213
20130213110545
ACCESSION NUMBER: 0001181431-13-009003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130211
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCENTIRE THOMAS T
CENTRAL INDEX KEY: 0001049653
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 13600571
MAIL ADDRESS:
STREET 1: 7334 N GESSNER ROAD
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: OYO GEOSPACE CORP
DATE OF NAME CHANGE: 19950919
4
1
rrd369885.xml
T. MCENTIRE STOCK OPTION EXERCISE
X0306
4
2013-02-11
0
0001001115
GEOSPACE TECHNOLOGIES CORP
GEOS
0001049653
MCENTIRE THOMAS T
7007 PINEMONT DRIVE
HOUSTON
TX
77040
0
1
0
0
CFO & Secretary
Common Stock, par value $.01 per share
2013-02-11
4
M
0
15178
8.78
A
37178
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
2399
106.0158
D
34779
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
12484
106.7618
D
22295
D
Common Stock, par value $.01 per share
2013-02-11
4
S
0
295
107.6660
D
22000
D
Common Stock, par value $.01 per share
2013-02-12
4
M
0
9822
8.78
A
31822
D
Common Stock, par value $.01 per share
2013-02-12
4
S
0
9822
106.9927
D
22000
D
Options (right to buy)
8.78
2013-02-11
4
M
0
15178
D
2012-12-05
2018-12-05
Common Stock, par value $.01 per share
15178
9822
D
Options (right to buy)
8.78
2013-02-12
4
M
0
9822
D
2012-12-05
2018-12-05
Common Stock, par value $.01 per share
9822
0
D
These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to Geospace Technologies Corporation (the "Company"), any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 11,000 additional shares of common stock and 12,500 additional options whose strike price was reduced to $8.78.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.65 to $107.13, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Thomas T. McEntire
2013-02-13