0001181431-12-055458.txt : 20121024
0001181431-12-055458.hdr.sgml : 20121024
20121024205956
ACCESSION NUMBER: 0001181431-12-055458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121022
FILED AS OF DATE: 20121024
DATE AS OF CHANGE: 20121024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHEEN MICHAEL J
CENTRAL INDEX KEY: 0001049654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 121159897
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOSPACE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
FORMER COMPANY:
FORMER CONFORMED NAME: OYO GEOSPACE CORP
DATE OF NAME CHANGE: 19950919
4
1
rrd358589.xml
M. SHEEN EXERCISE OF OPTIONS
X0306
4
2012-10-22
0
0001001115
GEOSPACE TECHNOLOGIES CORP
GEOS
0001049654
SHEEN MICHAEL J
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
SVP & Chief Technical Officer
Common Stock, par value $.01 per share
2012-10-22
4
M
0
23156
8.78
A
64632
D
Common Stock, par value $.01 per share
2012-10-22
4
S
0
3018
68.5720
D
61614
D
Common Stock, par value $.01 per share
2012-10-22
4
S
0
10517
67.1680
D
51097
D
Common Stock, par value $.01 per share
2012-10-22
4
S
0
9621
66.061
D
41476
D
Common Stock, par value $.01 per share
2012-10-22
4
S
0
16000
67.5297
D
25476
D
Common Stock, par value $.01 per share
2012-10-23
4
S
0
7760
64.5407
D
17716
D
Common Stock, par value $.01 per share
2012-10-23
4
S
0
4240
65.3819
D
13476
D
Common Stock, par value $.01 per share
2012-10-24
4
S
0
2154
63.5792
D
11322
D
Common Stock, par value $.01 per share
2012-10-24
4
X
0
2600
64.7140
D
8722
D
Common Stock, par value $.01 per share
2012-10-24
4
S
0
400
65.6300
D
8322
D
Common Stock, par value $.01 per share
2012-10-24
4
S
0
1025
66.500
D
7297
D
Options (right to buy)
8.78
2012-10-22
4
M
0
23156
8.78
D
2012-12-05
2018-12-05
Common Stock
23156
15000
D
These shares were issued upon the exercise of options (described in Table II) and then immediately sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.57 to $68.63, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
This option will become exercisable in four equal annual installments, and will be fully exercisable on December 5, 2012.
Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in column 2 of this Table II
On October 18, 2012, the common stock of Geospace Corporation split 2-for-1, resulting in the reporting person's ownership of 20,738 additional shares of common stock and 19,078 additional options whose strike price was reduced to $8.78.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 to $67.57, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.54 to $66.51, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.07 to $65.05, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.08 to $65.65, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.60 to $64.09, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 to $65.33, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.49 to $66.00, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Michael Sheen
2012-10-24