0001181431-12-050505.txt : 20120914 0001181431-12-050505.hdr.sgml : 20120914 20120914150531 ACCESSION NUMBER: 0001181431-12-050505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS GARY D CENTRAL INDEX KEY: 0001049652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 121092458 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd356218.xml OWENS EXERCISE OF OPTIONS X0306 4 2012-09-12 0 0001001115 OYO GEOSPACE CORP OYOG 0001049652 OWENS GARY D 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock, par value $.01 per share 2012-09-12 4 M 0 3000 17.56 A 223642 D Common Stock, par value $.01 per share 2012-09-12 4 S 0 3000 115 D 220642 D Common Stock, par value $.01 per share 2012-09-13 4 M 0 3000 17.56 A 223642 D Common Stock, par value $.01 per share 2012-09-13 4 S 0 3000 115.0238 D 220642 D Common Stock, par value $.01 per share 2012-09-14 4 M 0 2750 17.56 A 223392 D Common Stock, par value $.01 per share 2012-09-14 4 S 0 2750 115 D 220642 D Options (right to buy) 17.56 2012-09-12 4 M 0 3000 D 2018-12-05 Common Stock 3000 14500 D Options (right to buy) 17.56 2012-09-13 4 M 0 3000 D 2018-12-05 Common Stock 3000 11500 D Options (right to buy) 17.56 2012-09-14 4 M 0 2750 D 2018-12-05 Common Stock 2750 8750 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. These options vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.25, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Gary D. Owens 2012-09-14