0001181431-12-050505.txt : 20120914
0001181431-12-050505.hdr.sgml : 20120914
20120914150531
ACCESSION NUMBER: 0001181431-12-050505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120912
FILED AS OF DATE: 20120914
DATE AS OF CHANGE: 20120914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 121092458
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd356218.xml
OWENS EXERCISE OF OPTIONS
X0306
4
2012-09-12
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2012-09-12
4
M
0
3000
17.56
A
223642
D
Common Stock, par value $.01 per share
2012-09-12
4
S
0
3000
115
D
220642
D
Common Stock, par value $.01 per share
2012-09-13
4
M
0
3000
17.56
A
223642
D
Common Stock, par value $.01 per share
2012-09-13
4
S
0
3000
115.0238
D
220642
D
Common Stock, par value $.01 per share
2012-09-14
4
M
0
2750
17.56
A
223392
D
Common Stock, par value $.01 per share
2012-09-14
4
S
0
2750
115
D
220642
D
Options (right to buy)
17.56
2012-09-12
4
M
0
3000
D
2018-12-05
Common Stock
3000
14500
D
Options (right to buy)
17.56
2012-09-13
4
M
0
3000
D
2018-12-05
Common Stock
3000
11500
D
Options (right to buy)
17.56
2012-09-14
4
M
0
2750
D
2018-12-05
Common Stock
2750
8750
D
The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
These options vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.25, inclusive. The reporting person undertakes to provide to OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Gary D. Owens
2012-09-14