0001181431-11-040885.txt : 20110711
0001181431-11-040885.hdr.sgml : 20110711
20110711170340
ACCESSION NUMBER: 0001181431-11-040885
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110707
FILED AS OF DATE: 20110711
DATE AS OF CHANGE: 20110711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 11962243
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd317611.xml
OWENS EXERCISE OF OPTIONS
X0303
4
2011-07-07
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2011-07-07
4
M
0
8000
17.56
A
258302
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
42
102.34
D
258260
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
1744
104.76
D
256516
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
785
105.10
D
255731
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
429
106.00
D
255302
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
5000
104.30
D
250302
D
Common Stock, par value $.01 per share
2011-07-07
4
S
0
19180
105.05
D
231122
D
Common Stock, par value $.01 per share
2011-07-08
4
M
0
5301
17.56
A
236423
D
Common Stock, par value $.01 per share
2011-07-08
4
S
0
429
103.11
D
235994
D
Common Stock, par value $.01 per share
2011-07-08
4
S
0
2571
104.79
D
233423
D
Common Stock, par value $.01 per share
2011-07-08
4
S
0
2301
106.00
D
231122
D
Common Stock, par value $.01 per share
2011-07-08
4
S
0
3795
105.62
D
227327
D
Common Stock, par value $.01 per share
2011-07-08
4
S
0
6685
106.31
D
220642
D
Options (right to buy)
17.56
2011-07-07
4
M
0
8000
D
2013-02-28
Common Stock
8000
22801
D
Options (right to buy)
17.56
2011-07-08
4
M
0
5301
D
2013-02-28
Common Stock
5301
17500
D
The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
These options will vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012.
This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7), (8), (9), (10), (11), (12), (13) and (14) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99. These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.01 to $105.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99. These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.99. These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares.
/s/ Gary D. Owens
2011-07-11