0001181431-11-040562.txt : 20110707
0001181431-11-040562.hdr.sgml : 20110707
20110707170558
ACCESSION NUMBER: 0001181431-11-040562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110705
FILED AS OF DATE: 20110707
DATE AS OF CHANGE: 20110707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHEEN MICHAEL J
CENTRAL INDEX KEY: 0001049654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 11956914
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd317426.xml
SHEEN EXERCISE OF OPTIONS
X0303
4
2011-07-05
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049654
SHEEN MICHAEL J
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
SVP & Chief Technical Officer
Common Stock, par value $.01 per share
2011-07-05
4
M
0
2027
7.12
A
57027
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
1114
100.08
D
55913
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
886
101.43
D
55027
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
2000
102.24
D
53027
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
5000
103.24
D
48027
D
Common Stock, par value $.01 per share
2011-07-06
4
S
0
2000
104.19
D
46027
D
Options (right to buy)
7.12
2011-07-05
4
M
0
2027
D
2007-02-28
2013-02-28
Common Stock
2027
30000
D
A portion of the shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007.
This number represents the partial exercise of the options issued to Mr. Sheen in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.82, inclusive. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7), (8) and (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.10 to $101.74, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99.
/s/ Michael J. Sheen
2011-07-07