0001181431-11-040561.txt : 20110707
0001181431-11-040561.hdr.sgml : 20110707
20110707170534
ACCESSION NUMBER: 0001181431-11-040561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110705
FILED AS OF DATE: 20110707
DATE AS OF CHANGE: 20110707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 11956912
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd317431.xml
OWENS EXERCISE OF OPTIONS
X0303
4
2011-07-05
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2011-07-05
4
M
0
3000
7.12
A
289642
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
1672
100.08
D
287970
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
1328
101.43
D
286642
D
Common Stock, par value $.01 per share
2011-07-05
4
S
0
29069
105.00
D
257573
D
Common Stock, par value $.01 per share
2011-07-06
4
M
0
3801
7.12
A
261374
D
Common Stock, par value $.01 per share
2011-07-06
4
M
0
4199
17.56
A
265573
D
Common Stock, par value $.01 per share
2011-07-06
4
S
0
8000
104.43
D
257573
D
Common Stock, par value $.01 per share
2011-07-06
4
S
0
7271
105.05
D
250302
D
Options (right to buy)
7.12
2011-07-05
4
M
0
3000
D
2007-02-28
2013-02-28
Common Stock
3000
38801
D
Options (right to buy)
7.12
2011-07-05
4
M
0
3801
D
2007-02-28
2013-02-28
Common Stock
3801
35000
D
Options (right to buy)
17.56
2011-07-06
4
M
0
4199
D
2018-12-05
Common Stock
4199
30801
D
The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007.
These options will vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012
This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9), (10), (11) and (12) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.99.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99.
These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares.
/s/ Gary D. Owens
2011-07-05