0001181431-11-040561.txt : 20110707 0001181431-11-040561.hdr.sgml : 20110707 20110707170534 ACCESSION NUMBER: 0001181431-11-040561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110705 FILED AS OF DATE: 20110707 DATE AS OF CHANGE: 20110707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS GARY D CENTRAL INDEX KEY: 0001049652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 11956912 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd317431.xml OWENS EXERCISE OF OPTIONS X0303 4 2011-07-05 0 0001001115 OYO GEOSPACE CORP OYOG 0001049652 OWENS GARY D 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock, par value $.01 per share 2011-07-05 4 M 0 3000 7.12 A 289642 D Common Stock, par value $.01 per share 2011-07-05 4 S 0 1672 100.08 D 287970 D Common Stock, par value $.01 per share 2011-07-05 4 S 0 1328 101.43 D 286642 D Common Stock, par value $.01 per share 2011-07-05 4 S 0 29069 105.00 D 257573 D Common Stock, par value $.01 per share 2011-07-06 4 M 0 3801 7.12 A 261374 D Common Stock, par value $.01 per share 2011-07-06 4 M 0 4199 17.56 A 265573 D Common Stock, par value $.01 per share 2011-07-06 4 S 0 8000 104.43 D 257573 D Common Stock, par value $.01 per share 2011-07-06 4 S 0 7271 105.05 D 250302 D Options (right to buy) 7.12 2011-07-05 4 M 0 3000 D 2007-02-28 2013-02-28 Common Stock 3000 38801 D Options (right to buy) 7.12 2011-07-05 4 M 0 3801 D 2007-02-28 2013-02-28 Common Stock 3801 35000 D Options (right to buy) 17.56 2011-07-06 4 M 0 4199 D 2018-12-05 Common Stock 4199 30801 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007. These options will vest in four equal annual installments beginning December 5, 2009 and will be fully vested on December 5, 2012 This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation with an expiration date of December 5, 2018 and an exercise price of $17.56 per share. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (9), (10), (11) and (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99. These shares were reported as directly beneficially owned but, as previously reported, were contributed to an irrevocable trust for the benefit of Mr. Owens' children on December 12, 2008. Mr. Owens is the trustee and retains the voting rights with respect to the shares. /s/ Gary D. Owens 2011-07-05