0001181431-11-039738.txt : 20110705
0001181431-11-039738.hdr.sgml : 20110704
20110705163401
ACCESSION NUMBER: 0001181431-11-039738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110705
DATE AS OF CHANGE: 20110705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 11949959
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd317020.xml
OWENS EXERCISE OF OPTIONS
X0303
4
2011-06-30
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2011-06-30
4
M
0
3000
7.12
A
289642
D
Common Stock, par value $.01 per share
2011-06-30
4
S
0
3000
100.03
D
286642
D
Common Stock, par value $.01 per share
2011-07-01
4
M
0
3000
7.12
A
289642
D
Common Stock, par value $.01 per share
2011-07-01
4
S
0
3000
100.14
D
286642
D
Options (right to buy)
7.12
2011-06-30
4
M
0
3000
D
2007-02-28
2013-02-28
Common Stock
3000
44801
D
Options (right to buy)
7.12
2011-07-01
4
M
0
3000
D
2007-02-28
2013-02-28
Common Stock
3000
41801
D
The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007.
This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.47, inclusive. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) and (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.60, inclusive.
/s/ Gary D. Owens.
2011-07-05