0001181431-11-038949.txt : 20110630 0001181431-11-038949.hdr.sgml : 20110630 20110630174244 ACCESSION NUMBER: 0001181431-11-038949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110628 FILED AS OF DATE: 20110630 DATE AS OF CHANGE: 20110630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS GARY D CENTRAL INDEX KEY: 0001049652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 11943514 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd316514.xml OWENS EXERCISE OF OPTIONS X0303 4 2011-06-28 0 0001001115 OYO GEOSPACE CORP OYOG 0001049652 OWENS GARY D 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock, par value $.01 per share 2011-06-28 4 M 0 731 7.12 A 287373 D Common Stock, par value $.01 per share 2011-06-28 4 S 0 731 100 D 286642 D Common Stock, par value $.01 per share 2011-06-29 4 M 0 3000 7.12 A 289642 D Common Stock, par value $.01 per share 2011-06-29 4 S 0 3000 100.05 D 286642 D Options (right to buy) 7.12 2011-06-28 4 M 0 731 D 2007-02-28 2013-02-28 Common Stock 731 50801 D Options (right to buy) 7.12 2011-06-29 4 M 0 3000 D 2007-02-28 2013-02-28 Common Stock 3000 47801 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007. This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.18, inclusive. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4. By Roselyn Roque-Santos pursuant to a Limited Power of Attorney filed with the SEC on 3/10/2011. /s/ Roselyn Roque-Santos 2011-06-30