0001181431-11-022804.txt : 20110406
0001181431-11-022804.hdr.sgml : 20110406
20110406165149
ACCESSION NUMBER: 0001181431-11-022804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110404
FILED AS OF DATE: 20110406
DATE AS OF CHANGE: 20110406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWENS GARY D
CENTRAL INDEX KEY: 0001049652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13601
FILM NUMBER: 11743660
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OYO GEOSPACE CORP
CENTRAL INDEX KEY: 0001001115
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 760447780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 7139864444
MAIL ADDRESS:
STREET 1: 7007 PINEMONT DR.
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
rrd307895.xml
OWENS EXERCISE OF OPTIONS
X0303
4
2011-04-04
0
0001001115
OYO GEOSPACE CORP
OYOG
0001049652
OWENS GARY D
7007 PINEMONT DRIVE
HOUSTON
TX
77040
1
1
0
0
President & CEO
Common Stock, par value $.01 per share
2011-04-04
4
M
0
640
7.12
A
287282
D
Common Stock, par value $.01 per share
2011-04-04
4
S
0
640
100.14
D
286642
D
Common Stock, par value $.01 per share
2011-04-05
4
M
0
1000
7.12
A
287642
D
Common Stock, par value $.01 per share
2011-04-05
4
S
0
1000
100.38
D
286642
D
Options (right to buy)
7.12
2011-04-04
4
M
0
640
D
2007-02-28
2013-02-28
Common Stock
640
52532
D
Options (right to buy)
7.12
2011-04-05
4
M
0
1000
D
2007-02-28
2013-02-28
Common Stock
1000
51532
D
The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007.
This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation.
Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.
Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.07 to $100.35, inclusive. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7) and (8) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.72, inclusive.
/s/ Gary D. Owens
2011-04-06