-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GwDLvSwFJ9EFlZR1jNJ18FxifAa3EQb7U9EOEaLRxJeOUA9bLgz3uE+oXUNzwUPm kPE7v3A1yX/DVI3E+CacuQ== 0001181431-11-014689.txt : 20110302 0001181431-11-014689.hdr.sgml : 20110302 20110302174132 ACCESSION NUMBER: 0001181431-11-014689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110302 DATE AS OF CHANGE: 20110302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEEN MICHAEL J CENTRAL INDEX KEY: 0001049654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 11657593 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd303700.xml SHEEN EXERCISE OF OPTIONS X0303 4 2011-02-28 0 0001001115 OYO GEOSPACE CORP OYOG 0001049654 SHEEN MICHAEL J 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 SVP & Chief Technical Officer Common Stock, par value $.01 per share 2011-02-28 4 M 0 4000 7.12 A 59000 D Common Stock, par value $.01 per share 2011-02-28 4 S 0 3001 100.35 D 55999 D Common Stock, par value $.01 per share 2011-02-28 4 S 0 500 101.24 D 55499 D Common Stock, par value $.01 per share 2011-02-28 4 S 0 499 102.36 D 55000 D Common Stock, par value $.01 per share 2011-03-01 4 M 0 169 7.12 A 55169 D Common Stock, par value $.01 per share 2011-03-01 4 S 0 169 100.1 D 55000 D Options (right to buy) 7.12 2011-02-28 4 M 0 4000 D 2007-02-28 2013-02-28 Common Stock 4000 57000 D Options (right to buy) 7.12 2011-03-01 4 M 0 169 D 2007-02-28 2013-02-28 Common Stock 169 56831 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007. This number represents the partial exercise of the options issued to Mr. Sheen in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7), (8), (9) and (10) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.00 to $102.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.99. /s/ Michael J. Sheen 2011-03-02 -----END PRIVACY-ENHANCED MESSAGE-----