-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CUNRe0CHlScJkvZHLeaa2bOfdEvd6SBop3lYUtHcfiwmcr8GkX7uQODrVsI8AIDD mTqoox0ZaQKwJjs8rh+hRw== 0001181431-11-013588.txt : 20110228 0001181431-11-013588.hdr.sgml : 20110228 20110228172742 ACCESSION NUMBER: 0001181431-11-013588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110224 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS GARY D CENTRAL INDEX KEY: 0001049652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 11647729 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd303109.xml OWENS EXERCISE OF OPTIONS X0303 4 2011-02-24 0 0001001115 OYO GEOSPACE CORP OYOG 0001049652 OWENS GARY D 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 President & CEO Common Stock, par value $.01 per share 2011-02-24 4 M 0 2000 7.12 A 288642 D Common Stock, par value $.01 per share 2011-02-24 4 S 0 300 103.49 D 288342 D Common Stock, par value $.01 per share 2011-02-24 4 S 0 767 104.37 D 287575 D Common Stock, par value $.01 per share 2011-02-24 4 S 0 220 105.58 D 287355 D Common Stock, par value $.01 per share 2011-02-24 4 S 0 539 106.15 D 286816 D Common Stock, par value $.01 per share 2011-02-24 4 S 0 174 107.42 D 286642 D Common Stock, par value $.01 per share 2011-02-25 4 M 0 9000 7.12 A 295642 D Common Stock, par value $.01 per share 2011-02-25 4 S 0 2637 103.83 D 293005 D Common Stock, par value $.01 per share 2011-02-25 4 S 0 5705 104.19 D 287300 D Common Stock, par value $.01 per share 2011-02-25 4 S 0 658 105.55 D 286642 D Options (right to buy) 7.12 2011-02-24 4 M 0 2000 D 2007-02-28 2013-02-28 Common Stock 2000 81000 D Options (right to buy) 7.12 2011-02-25 4 M 0 9000 D 2007-02-28 2013-02-28 Common Stock 9000 72000 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on February 28, 2007. This number represents the partial exercise of the options issued to Mr. Owens in February 2003 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99. The reporting person undertakes to provide OYO Geospace Corporation, any security holder of OYO Geospace Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (7), (8), (9), (10), (11) and (12) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.00 to $104.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.99. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.99. /s/ Gary D. Owens 2011-02-28 -----END PRIVACY-ENHANCED MESSAGE-----