-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ho3uw30NDBKd+GBwM1XFXOcZ+A1RTPoCqVT8kkpLf/t99kZezLRhY3BsR36uetCD n59NX3wqK7BKVsCBAQj2BQ== 0001181431-10-046779.txt : 20100915 0001181431-10-046779.hdr.sgml : 20100915 20100915145020 ACCESSION NUMBER: 0001181431-10-046779 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100913 FILED AS OF DATE: 20100915 DATE AS OF CHANGE: 20100915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEEN MICHAEL J CENTRAL INDEX KEY: 0001049654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13601 FILM NUMBER: 101073713 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd286339.xml SHEEN EXERCISE OF OPTIONS X0303 4 2010-09-13 0 0001001115 OYO GEOSPACE CORP OYOG 0001049654 SHEEN MICHAEL J 7007 PINEMONT DRIVE HOUSTON TX 77040 1 1 0 0 SVP & Chief Technical Officer Common Stock, par value $.01 per share 2010-09-13 4 M 0 4470 17.94 A 59470 D Common Stock, par value $.01 per share 2010-09-13 4 S 0 1000 48.00 D 58470 D Common Stock, par value $.01 per share 2010-09-13 4 S 0 3470 50.00 D 55000 D Common Stock, par value $.01 per share 2010-09-14 4 M 0 1000 17.94 A 56000 D Common Stock, par value $.01 per share 2010-09-14 4 S 0 286 48.75 D 55714 D Common Stock, par value $.01 per share 2010-09-14 4 S 0 14 49 D 55700 D Common Stock, par value $.01 per share 2010-09-14 4 S 0 200 49.25 D 55500 D Common Stock, par value $.01 per share 2010-09-14 4 S 0 500 49.41 D 55000 D Options (right to buy) 17.94 2010-09-13 4 M 0 4470 D 2004-11-10 2010-11-10 Common Stock 4470 94633 D Options (right to buy) 17.94 2010-09-14 4 M 0 1000 D 2004-11-10 2010-11-10 Common Stock 1000 93633 D The shares were issued upon the exercise of options (described in Table II) and then immediately sold. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I. This option became exercisable in equal annual installments over a four year period. The option became fully exercisable on November 10, 2004. This number represents the partial exercise of the option issued to Mr. Sheen in November 2000 to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Cell 2 of this Table II. Includes options to purchase shares of common stock, par value $.01 per share, of OYO Geospace Corporation having varying exercise dates, expiration dates and exercise prices. /s/ Michael J. Sheen 2010-09-15 -----END PRIVACY-ENHANCED MESSAGE-----