-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PC1WeILjGGIsiOvN0nyK+GcbHM5jlMA5BzB/+YDjs5TJxzI2CSkkFTX02otItRYZ WZlPzFaT524mwlgVB4dbQQ== 0001181431-07-011897.txt : 20070215 0001181431-07-011897.hdr.sgml : 20070215 20070215154936 ACCESSION NUMBER: 0001181431-07-011897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070213 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS THOMAS L CENTRAL INDEX KEY: 0001049658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-36727 FILM NUMBER: 07627368 BUSINESS ADDRESS: BUSINESS PHONE: 3032373938 MAIL ADDRESS: STREET 1: COLORADO SCHOOL OF MINES-DEPT. OF GEOPHY STREET 2: 1500 ILLINOISE STREET CITY: GOLDEN STATE: CO ZIP: 80401-1887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd147374.xml EXERCISE OF OPTIONS X0202 4 2007-02-13 0 0001001115 OYO GEOSPACE CORP OYOG 0001049658 DAVIS THOMAS L 1500 ILLINOIS STREET GOLDEN CO 80401-1887 1 0 0 0 Common Stock, par value $.01 per share 2007-02-13 4 M 0 6300 14.00 A 14464 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 27.50 A 17614 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 6.81 A 20764 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 15.13 A 23914 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 25.25 A 27064 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 13.73 A 30214 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 6.94 A 33364 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 17.69 A 36514 D Common Stock, par value $.01 per share 2007-02-13 4 M 0 3150 19.09 A 39664 D Common Stock, par value $.01 per share 2007-02-14 4 S 0 31500 68.50 D 8164 D Options (right to buy) 14.00 2007-02-13 4 M 0 6300 0 D 1998-11-26 2007-11-26 Common Stock 6300 28350 D Options (right to buy) 27.50 2007-02-13 4 M 0 3150 0 D 1999-06-30 2008-06-30 Common Stock 3150 25200 D Options (right to buy) 6.81 2007-02-13 4 M 0 3150 0 D 2000-03-02 2009-03-02 Common Stock 3150 22050 D Options (right to buy) 15.13 2007-02-13 4 M 0 3150 0 D 2001-01-31 2010-01-31 Common Stock 3150 18900 D Options (right to buy) 25.25 2007-02-13 4 M 0 3150 0 D 2002-01-26 2011-01-26 Common Stock 3150 15750 D Options (right to buy) 13.73 2007-02-13 4 M 0 3150 0 D 2003-02-28 2012-02-28 Common Stock 3150 12600 D Options (right to buy) 6.94 2007-02-13 4 M 0 3150 0 D 2004-03-01 2013-03-01 Common Stock 3150 9450 D Options (right to buy) 17.69 2007-02-13 4 M 0 3150 0 D 2005-01-09 2014-01-09 Common Stock 3150 6300 D Options (right to buy) 19.09 2007-02-13 4 M 0 3150 0 D 2006-02-08 2015-02-08 Common Stock 3150 3150 D These shares were issued upon the exercise of options (described in Table II) and then sold. The disclosures filed on Form 4 in previous years incorrectly included the securities underlying the vested options held by Dr. Davis in the number of shares beneficially owned. This Form 4 correctly lists only actual shares held by Dr. Davis in Item 5 of this Table I. The shares that were issued upon the exercise of these options were sold, as is presented in Table I. Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in Item 2 of this Table II. Includes options to purchase the Company's Common Stock having varying exercise dates, expiration dates and exercise prices. Reflects the option to purchase shares of the Company's Common Stock at an exercise price of $45.40 per share. This option became exercisable on February 8, 2007 and will expire on February 8, 2016. Thomas L. Davis, Ph.D. 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----