-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ3aq1vq0wyCUx7ME+6e49oGYeopJhjdcny4JjiYja33AX5m58PlGwaQ6VDsVTLv vHJrz5OCvGxhTsT8n1v5Nw== 0001181431-05-047407.txt : 20050817 0001181431-05-047407.hdr.sgml : 20050817 20050817101546 ACCESSION NUMBER: 0001181431-05-047407 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980416 FILED AS OF DATE: 20050817 DATE AS OF CHANGE: 20050817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OYO CORP USA CENTRAL INDEX KEY: 0001049649 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 333-36727 FILM NUMBER: 051032270 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER ROAD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 7334 N GESSNER ROAD CITY: HOUSTON STATE: TX ZIP: 77040 4/A 1 rrd89381.xml ADDING HALL OPTION INFORMATION X0202 4/A 1998-04-16 2005-08-12 0 0001001115 OYO GEOSPACE CORP OYOG 0001049649 OYO CORP USA 245 N. CARMELO AVENUE SUITE 101 PASADENA CA 91107 0 0 1 0 Options (obligation to sell) 14.00 1998-04-16 4 S 0 160000 D 2001-04-17 2008-04-15 Common Stock 160000 1450000 D Options (obligation to sell) 10.01 2002-06-28 4 S 0 140000 D 2005-05-31 2015-05-31 Common Stock 140000 1450000 D Pursuant to a privately negotiated agreement between OYO Corporation U.S.A. and Ernest M. Hall, Jr. dated as of April 16, 1998, as amended by agreement dated as of June 22, 1999, OYO Corporation U.S.A. granted to Mr. Hall options to purchase 160,000 shares of common stock, par value $.01 of OYO Geospace Corporation. The options vested in equal portions over a three year period. OYO Geospace Corporation is not a party to this transaction. The options were originally issued on April 16, 1998 pursuant to a privately negotiated agreement between OYO Corporation U.S.A. and Ernest M. Hall, Jr. with an exercise price of $21.00 per share. The agreement was amended on June 22, 1998 to reduce the exercise price to $14.00 per share. The options were granted to Ernest M. Hall, Jr. by OYO Corporation U.S.A. as compensation for services provided to OYO Corporation U.S.A. Pursuant to a privately negotiated agreement between OYO Corporation U.S.A. and Ernest M. Hall, Jr. dated as of June 28, 2002, OYO Corporation U.S.A. granted to Mr. Hall options to purchase 140,000 shares of common stock, par value $.01 of OYO Geospace Corporation. The options became fully exercisable on May 31, 2005. OYO Geospace Corporation is not a party to this transaction. The options were granted to Ernest M. Hall, Jr. by OYO Corporation U.S.A. as compensation for consulting and advisory services provided to OYO Corporation U.S.A. Katsuhiko Kobayashi, President 2005-08-17 -----END PRIVACY-ENHANCED MESSAGE-----