-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BsQMh/+MCJ/yjE/eEdzYhPe8IAWl/BLxJ5cOhvXA6YjEZiuP8e0m+5ARMw7zhyCS IkowctzvNBbmPrZY/RixDQ== 0001181431-04-006225.txt : 20040204 0001181431-04-006225.hdr.sgml : 20040204 20040204101904 ACCESSION NUMBER: 0001181431-04-006225 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980416 FILED AS OF DATE: 20040204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DR. CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALL ERNEST M JR CENTRAL INDEX KEY: 0001049651 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 333-36727 FILM NUMBER: 04565073 BUSINESS ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139864444 MAIL ADDRESS: STREET 1: 7007 PINEMONT DRIVE CITY: HOUSTON STATE: TX ZIP: 77040 4/A 1 rrd29656.xml FORM 4A / HALL / JAN 2004 X0201 4/A 1998-04-16 2004-01-16 0 0001001115 OYO GEOSPACE CORP OYOG 0001049651 HALL ERNEST M JR 1 INWOOD OAKS HOUSTON TX 77024 1 0 0 0 Common Stock, par value $.01 per share 2004-01-09 4 A 0 707 A 343857 D Options (right to buy) 17.69 2004-01-12 4 A 0 3150 A 2005-01-12 2014-01-12 Common Stock 3150 303150 D Call Options (right to buy) 14.00 1998-04-16 4 P 0 160000 A 2001-04-17 2008-04-15 Common Stock 160000 160000 D Call Options (right to buy) 10.01 2002-06-28 4 P 0 140000 A 2005-05-31 2015-05-31 Common Stock 140000 300000 D Pursuant to the OYO Geospace Corporation 1997 Non-Employee Director Stock Option Plan and in transactions exempt from Rule 16(b) pursuant to Rule 16b-3(d), on January 9, 2004, Mr. Hall was granted 707 shares of Common Stock as partial payment of his annual director's retainer fee and on January 12, 2004, options to purchase an additional 3,150 shares of Common Stock. The options were originally issued on April 16, 1998 pursuant to a privately negotiated agreement between Mr. Hall and Oyo Corporation U.S.A. with an exercise price of $21.00 per share. The agreement was amended on June 22, 1999 to reduce the exercise price to $14.00 per share. The options vested in equal portions over a three year period. OYO Geospace is not a party to this transaction. The options were granted to Mr. Hall by OYO Corpporation U.S.A. as compensation for services provided to OYO Corporation U.S.A. The options were granted pursuant to a privately negotiated agreement between Mr. Hall and OYO Corporation U.S.A. on June 28, 2002 at an exercise price of $10.01. These options can not be exercised prior to May 31, 2005 without the written consent of OYO Corporation U.S.A. OYO Geospace is not a party to this transaction. Ernest Hall 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----