-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NXgIwoD/QqVN+ZqawbxY0HAhi5Mt2p7slkDyf8VThSD7XFGrt2U2ne9k6c9Pe9+1 q8HMETGRZ7w6n5KX/dUqSw== 0000950129-97-005188.txt : 19971211 0000950129-97-005188.hdr.sgml : 19971211 ACCESSION NUMBER: 0000950129-97-005188 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971126 FILED AS OF DATE: 19971210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 333-36727 FILM NUMBER: 97735499 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER RD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 9777 W GULF BANK ROAD SUITE 5 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: MCENTIRE THOMAS T CENTRAL INDEX KEY: 0001049653 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER ROAD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 7334 N GESSNER ROAD CITY: HOUSTON STATE: TX ZIP: 77040 4 1 THOMAS MCENTIRE FOR OYO GEOSPACE CORPORATION 1 - ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 3. IRS or Social Security Number of Reporting Person (Voluntary) McEntire Thomas T. OYO Geospace Corporation (OYOG) ------------------------------------ ---------------------------------------- -------------------------------- (Last) (First) (Middle) 7334 N. Gessner Road ------------------------------------ (Street) Houston Texas 77040 ------------------------------------ (City) (State) (Zip) 4. Statement for Month/Year 5. If Amendment, Date of 6. Relationship of Reporting Person to Issuer Original (Month/Year) (Check all applicable) 11/97 ------------------------ --------------------- Director 10% Owner --- --- x Officer (give title below) Other (specify below) --- --- 7. Individual or Joint/Group Filing (Check applicable line) Chief Financial Officer ----------------------- x Form filed by One Reporting Person --- Form filed by more than One Reporting Person --- - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction Date 3. Transaction Code 4. Securities Acquired (A) or (Instr. 3) (Month/Day/Year) (Instr.8) Disposed of (D) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Code / V Amount / (A) or (D) / Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value (Restricted)+ 11/26/97 A N/A 5,000 A $-0- - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 11/26/97 P N/A 5,000 A $14.00 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of Securities 6. Ownership Form: Direct 7. Nature of Indirect Beneficially Owned (D) or Indirect (I) Beneficial Ownership at End of Month (Instr. 4) (Instr. 4) (Instr. 3 and 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ D N/A - ------------------------------------------------------------------------------------------------------------------------------------ 10,000 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form filed by more than one reporting person, see Instruction 4(b)(v) SEC 1474 (7/96)
2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. Title of Derivative 2. Conversion or 3. Transaction 4. Transaction 5. Number of Derivative 6. Date Exercisable and Security (Instr. 3) Exercise Price Date (Month/ Code (Instr. 8) Securities Acquired Expiration Date of Derivative Day/Year) (A) or Disposed of (Month/Day/Year) Security (D) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Code / V (A) / (D) Date Expiration Exercisable Date - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Key Employee Stock Option $14.00 11/26/07 A N/A 10,000 N/A ++ 11/26/07 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of of Underlying Derivative Derivative Form of Indirect Securities (Instr. Security Securities Derivative Beneficial 3 and 4) (Instr. 5) Beneficially Security: Ownership Owned at Direct (D) (Instr. 4) Amount or End of or Indirect Number of Month (I) (Instr. 4) Title Shares (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.01 par value 10,000 $-0- 10,000 D N/A - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: + The restricted stock vests as follows: with respect to 1,250 shares, on November 26, 1998; with respect to 1,250 shares, on November 26, 1999; with respect to 1,250 shares on November 26, 2000; with respect to 1,250 shares, on November 26, 2001. ++ The Option is exercisable as follows: with respect to 2,500 shares, not earlier than November 26, 1998; with respect to 2,500 shares, not earlier than November 26, 1999; with respect to 2,500 shares, not earlier than November 26, 2000; with respect to 2,500 shares, not earlier than November 26, 2001. ** Intentional misstatements or omissions of facts constitute /s/ THOMAS T. McENTIRE 12/8/97 Federal Criminal Violations. See 18 U.S.C. 1001 and 15 ----------------------------- ---------- U.S.C. 78ff(a). ** Signature of Date Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this Page 2 form are not required to respond unless the form displays the currently valid OMB Number. SEC 1474 (7/96)
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