-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VH68A/HqLgercrEeVb3lHavqwMFzJhEFzzos4JmmZcvWgmuxmaTvL4EGrSCtEX/B wXLIvJIMvsL8JkHlLGEpKw== 0000950129-97-005144.txt : 19971209 0000950129-97-005144.hdr.sgml : 19971209 ACCESSION NUMBER: 0000950129-97-005144 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971126 FILED AS OF DATE: 19971208 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 333-36727 FILM NUMBER: 97734081 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER RD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 9777 W GULF BANK ROAD SUITE 5 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: DAVIS THOMAS L CENTRAL INDEX KEY: 0001049658 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: COLORADO SCHOOL OF MINES-DEPT. OF GEOPHY STREET 2: 1500 ILLINOISE STREET CITY: GOLDEN STATE: CO ZIP: 80401-1887 BUSINESS PHONE: 3032373938 MAIL ADDRESS: STREET 1: COLORADO SCHOOL OF MINES-DEPT. OF GEOPHY STREET 2: 1500 ILLINOISE STREET CITY: GOLDEN STATE: CO ZIP: 80401-1887 3 1 THOMAS L. DAVIS FOR OYO GEOSPACE CORPORATION 1 - -------- FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION - -------- WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Davis Thomas L. Statement Trading Symbol of Original - ---------------------------------------- (Month/Day/Year) OYO Geospace Corporation (OYOG) (Month/Day/Year) (Last) (First) (Middle) 11/26/97 ------------------------------------ Colorado School of Mines-Department ---------------------------- 5. Relationship of Reporting 7. Individual or of Geophysics 3. IRS or Social Security Person to Issuer Joint/Group Filing 1500 Illinois Street Number of Reporting (Check all applicable) (check applicable - ---------------------------------------- Person (Voluntary) X Director 10% Owner box) (Street) ----- ----- Golden Colorado 80401-1887 ---------------------------- Officer Other (specify X Form filed by - ---------------------------------------- ----- (give title ----- below) --- One Reporting (City) (State) (Zip) below) Person Form filed by --------------------------- --- More than One Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- * If the Form is filed by more than one Reporting Person, see instruction 5(b)(v). TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- No securities owned. - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 1 of 2
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: ------------------------------------------------- Security Direct Date Expira- Amount or (D) or Exercis- tion Title Number Indirect (I) able Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 11/26/98 11/26/07 Common Stock, $.01 6,300 $ 14.00 D N/A par value - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: By: /s/ THOMAS L. DAVIS 12/8/97 -------------------------------------------- ------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Page 2 of 2
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