-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mf7pHt4jXLWbfK7t3EwYwv0MK7AwNujKYhPTT64lnrMvJDuHkR8sFkBc/SkKUqG/ tluJ+5qofHz+yurBvERqrg== 0000950129-97-005189.txt : 19971211 0000950129-97-005189.hdr.sgml : 19971211 ACCESSION NUMBER: 0000950129-97-005189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971126 FILED AS OF DATE: 19971210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OYO GEOSPACE CORP CENTRAL INDEX KEY: 0001001115 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 760447780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 333-36727 FILM NUMBER: 97735500 BUSINESS ADDRESS: STREET 1: 7334 N GESSNER RD CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139399700 MAIL ADDRESS: STREET 1: 9777 W GULF BANK ROAD SUITE 5 CITY: HOUSTON STATE: TX ZIP: 77040 COMPANY DATA: COMPANY CONFORMED NAME: SATORU OHYA CENTRAL INDEX KEY: 0001049646 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ICHIGAYA BUILDING 2-6 STREET 2: KUDAN-KITE 4 CHOME,CHIODA-KU, TOKYO 102 CITY: JAPAN STATE: M0 ZIP: 00000 BUSINESS PHONE: 01181332340811 MAIL ADDRESS: STREET 1: ICHIGAYA BUILDING 2-6 STREET 2: KUDAN-KITE 4 CHOME,CHIYODA-KU, TOKYO 102 CITY: JAPAN STATE: M0 ZIP: 00000 4 1 SATORU OHYA FOR OYO GEOSPACE CORPORATION 1 - ------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - ------ WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 3. IRS or Social Security Number of Reporting Person (Voluntary) OHYA SATORU OYO GEOSPACE CORPORATION (OYOG) ------------------------------------- ---------------------------------------- -------------------------------- (Last) (First) (Middle) OYO CORPORATION ICHIGAYA BUILDING 2-6, KUDAN-KITA 4-CHOME ----------------------------------------- (Street) CHIYODA-KU, TOKYO 102 JAPAN ------------------------------------------- (City) (State) (Zip) 4. Statement for Month/Year 5. If Amendment, Date of 6. Relationship of Reporting Person to Issuer Original (Month/Year) (Check all applicable) 11/97 ------------------------ --------------------- X Director X 10% Owner --- --- Officer (give title below) Other (specify below) --- --- 7. Individual or Joint/Group Filing (Check Applicable) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person --- - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Transaction Date 3. Transaction Code 4. Securities Acquired (A) or (Instr. 3) (Month/Day/Year) (Instr.8) Disposed of (D) (Instr. 3, 4 and 5) - ------------------------------------------------------------------------------------------------------------------------------------ Code / V Amount / (A) or (D) / Price - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK, 11/26/97 S N/A 1,000,000 D $14.00 - ------------------------------------------------------------------------------------------------------------------------------------ $.01 PAR VALUE - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ 5. Amount of Securities 6. Ownership Form: Direct 7. Nature of Indirect Beneficially Owned (D) or Indirect (I) Beneficial Ownership at End of Month (Instr. 4) (Instr. 4) (Instr. 3 and 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 3,000,000 I BY OYO CORPORATION U.S.A. *** - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form filed by more than one reporting person, see Instruction 4(b)(v). *** The shares indicated as indirectly owned by the reporting person are owned directly by OYO Corporation U.S.A. and are listed because of the reporting person's affiliation with OYO Corporation, the parent company of OYO Corporation U.S.A. The reporting person disclaims beneficial ownership of the shares owned by OYO Corporation owned by OYO Corporation U.S.A. within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The reporting person owns 311,300 ordinary shares of OYO Corporation, and his wife and children collectively own 10,741 ordinary shares of OYO Corporation. The reporting person disclaims beneficial ownership of the shares of OYO Corporation owned by his children within the meaning of Rule 13d-3 under the Exchange Act. (Over) SEC 1474 (7/96) Page 1 of 2 2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
- ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conversion or 3. Transaction 4. Transaction 5. Number of Derivative 6. Date Exercisable and Derivative Exercise Price Date (Month/ Code (Instr. 8) Securities Acquired Expiration Date Security of Derivative Day/Year) (A) or Disposed of (D) (Month/Day/Year) (Instr. 3) Security (Instr. 3, 4, and 5) - ----------------------------------------------------------------------------------------------------------------------------------- Code / V (A) / (D) Date Expiration Excersible Date - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of of Underlying Derivative Derivative Form of Indirect Securities (Instr. Security Securities Derivative Beneficial 3 and 4) (Instr. 5) Beneficially Security; Ownership Owned at Direct (D) (Instr. 4) Amount or End of or Indirect Number of Month (I) (Instr. 4) Title Shares (Instr. 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). *** The shares indicated as indirectly owned by the reporting person are owned directly by OYO Corporation U.S.A. and are listed because of the reporting person's affiliation with OYO Corporation, the parent company of OYO Corporation U.S.A. The reporting person disclaims beneficial ownership of the shares owned by OYO Corporation owned by OYO Corporation U.S.A. within the meaning of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (The "Exchange Act"). The reporting person owns 311,300 ordinary shares of OYO Corporation, and his wife and children collectively own 10,741 ordinary shares of OYO Corporation. The reporting person disclaims beneficial ownership of the shares of OYO Corporation owned by his children within the meaning of Rule 13d-3 under the Exchange Act. Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ ERNEST M. HALL 12/9/97 --------------------------------------- ------- By: Ernest M. Hall, Jr. attorney-in-fact Date ** Signature of Reporting Person Page 2 of 2 SEC 1474 (7/96) -----END PRIVACY-ENHANCED MESSAGE-----