0001199073-13-000242.txt : 20130301 0001199073-13-000242.hdr.sgml : 20130301 20130301143211 ACCESSION NUMBER: 0001199073-13-000242 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-97038 FILM NUMBER: 13656547 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 6-K 1 brookfield6k.htm BROOKFIELD ASSET MANAGEMENT INC. FORM 6-K brookfield6k.htm


FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C. 20549
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For the month of March, 2013
Commission File Number: 033-97038
 
BROOKFIELD ASSET MANAGEMENT INC.
(Translation of registrant's name into English)
 
Brookfield Place
Suite 300
181 Bay Street, P.O. Box 762
Toronto, Ontario, Canada M5J 2T3
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
 
 Form 20-F
 o
 Form 40-F
 x
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(1): ____
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by
Regulation S-T Rule 101(b)(7): ____
 
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby
furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
 Yes
o
 No
 x
 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________
 


 

 
INCORPORATION BY REFERENCE
 
The Form 6-K of Brookfield Asset Management Inc. dated March 1, 2013 and the exhibit thereto are hereby incorporated by reference as exhibits to Brookfield Asset Management Inc.’s registration statement on Form F-9 (File No. 333-112049).
 
EXHIBIT LIST
 
Exhibit
   
     
99.1  
BROOKFIELD ANNOUNCES 8.95% NOTES REDEMPTION PRICE INFORMATION
 
 

 
 SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
     
  BROOKFIELD ASSET MANAGEMENT INC.
 
 
 
 
 
 
Date: March 1, 2013
By:   /s/ B. D. Lawson
 

Name: B. D. Lawson
Title: Managing Partner & CFO
 
 
 
EX-99.1 2 exh99_1.htm NEWS RELEASE DATED MARCH 1, 2013 exh99_1.htm  

Exhibit 99.1
 
 Brookfield Asset Management Inc.
 Graphic
 
 
  BROOKFIELD ANNOUNCES 8.95% NOTES REDEMPTION PRICE INFORMATION

 
 
Toronto, Ontario, March 1, 2013 – Brookfield Asset Management Inc. (TSX: BAM.A) (NYSE:BAM); (EURONEXT:BAMA) announced today the following redemption price of the notes described below (the “Notes”) (per C$1,000 of principal amount) which are to be redeemed on March 6, 2013:

C$150,000,000 principal amount 8.95% Notes due June 2, 2014
(CUSIP  No. 112585AF1)
Redemption Price: C$1077.62
Accrued and unpaid interest: C$23.37
Total Redemption Price and accrued and unpaid interest: C$1100.99

C$150 million principal amount of the Notes are to be redeemed.  The redemption is more fully described in the Company’s news release of February 4, 2013.  Additional terms and conditions are contained in the notice of redemption that was provided to the registered holder of the Notes, CDS Clearing and Depository Services Inc. (“CDS”).

Non-registered holders (banks, brokerage firms or other financial institutions) who maintain their interests in the Notes through CDS should contact their CDS customer service representatives with any questions about the redemption.  Alternatively, beneficial holders with any questions about the redemption should contact their respective brokerage firm or financial institution, which hold interests in the Notes on their behalf.

Brookfield Asset Management Inc. is a global alternative asset manager with over $175 billion in assets under management. The company has over a 100-year history of owning and operating assets with a focus on property, renewable power, infrastructure and private equity. It has a range of public and private investment products and services, which leverage its expertise and experience and provide Brookfield with a competitive advantage in the markets where it operates. Brookfield is co-listed on the New York and Toronto stock exchanges under the symbol BAM and BAM.A, respectively, and on NYSE Euronext under the symbol BAMA. For more information, please visit our website at www.brookfield.com.

For more information, please visit our web site at www.brookfield.com or contact:

Andrew Willis
SVP, Communications and Media
Tel: (416) 369 - 8236
Fax: (416) 363 - 2856
Email: andrew.willis@brookfield.com
 
Katherine Vyse
SVP, Investor Relations
Tel: (416) 369-8246
Fax: (416) 363-2856
Email: katherine.vyse@brookfield.com


1 | Brookfield Asset Management Inc.
 
 
GRAPHIC 3 logob.jpg GRAPHIC begin 644 logob.jpg M_]C_X``02D9)1@`!`@$`2`!(``#_P``1"``:`'P#`2(``A$!`Q$!_]L`A``% M`P,$`P,%!`0$!04%!@<-"`<'!P<0"PP)#1,0%!,2$!(2%1<>&146'!82$AHC M&AP?("$B(109)2(2$@`04%!0<&!P\("`\@%1(5%2`@("`@("`@("`@ M("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("`@("#_Q`&B```! M!0$!`0$!`0```````````0(#!`4&!P@)"@L0``(!`P,"!`,%!00$```!?0$" M`P`$$042(3%!!A-180'EZ@X2% MAH>(B8J2DY25EI>8F9JBHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(R;GZ.GJ\?+S]/7V]_CY^@$``P$!`0$!`0$!`0````````$" M`P0%!@<("0H+$0`"`0($!`,$!P4$!``!`G<``0(#$00%(3$&$D%1!V%Q$R(R M@0@40I&AL<$)(S-2\!5B7J"@X2%AH>(B8J2DY25EI>8F9JB MHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(RKR M\_3U]O?X^?K_V@`,`P$``A$#$0`_`-CX=_';XZ_%%KR/POIV@7IL0AN`\2Q; M=V=OWI!G[IZ5V/PH_:!\8:G\5G^'7CO1]/M;\!T5[(',,WUI8_B+/X-^S"$DQ2E/M.=_7]XGW<>_WNU=5\)-2M?A=^T/\` M\([:7.G^+_[0E%LVLQ[C*A=0S%3N9>#][KT//:OHJV'HN4X1BKJ.BLT_OV/! MHU:B4)RD[-]U;[MSZ:F^+G@.VFO;>7Q=H\4EBY2Z1[E5,3`[2"#WR,8JUXK^ M)7A'P/%')XA\06.G>:N^))9/G=?4(,L1[XKY@^$?PX\.?$CX_P#CNR\3:>;V MVMKN[E2+SGC&_P"TD9)4@]">]7/#FD:'XN_:N\1:?\0(XIXX#+'IUK>$B-MC M*(EP3@CRLL`>#UYK@6!IW2N_@YG_`)([7BII/1?%RK_@GTOX2\?>%_'EL\OA MS6[+4A'_`*Q89/F3TW*>1^(JEXM^+/@GP+I502!] M:^>)]/TOP7^UOI6G_#F..*"552^M;5R8D)5C*F.@`4*V.@/IBJG[,'AWPYX^ M\<^+Y_B#9VFHZTKH\4.H'))+2><=AX)!$8Z<9XI?4*:C[6[Y>6]NO;[O,/K4 M[^SLN:]K]-K_`-(^IO#WB[0_%VF-?^'M6L]2MU'+6\H?:<=&'4'V.*\K_9T^ M-FK?$30_$6J>,+G3K:#2I8P)D40HB$,26)/L*\^^`T=GH?[27BG1_!SF3PY] MGF#"-R\:JI7;@G.<.2H/H37AVE:=XLU#P1KDFF17+^';2YBFU,1,`N_)$98= M2!S[#K6]/+X.$H7W46F]U=_F83QDTXRMLY)I=;+\C[7\;?'7POHW@'5_$6@: M[H^I7%I$5MHQ<@I),1\J<$9/<@'.`:\R^&OQN^('BGP=K^O7VN^$8G@LS-8P MR2(C6["54+2H#E4P2`3ZCUJYXD/@KQ;^R3/?Z!I-E%;Z?9J8X=FYK.X#*).3 MSNY/S=2#GO7.>%O#6CVW[&NHZ[#IEI'JES:31372Q`2R(+SA6;J0-J_D*FG1 MI4H23CKSVU-)U:DYQ:>G*WH>[_##Q?=ZM\-;+Q!XFU71GF/FFXNK*4"U`65E M!#$XX``/OFFZ1\;_`(=:]JJZ3I_BW3)KQFV)&)"H<^BL0`WX&OF3Q9>ZA:_L M;^#[:V5A:7&K3K=%>X$T[*I]LC/_``$5'XI^'&KS_"G1K^ZLOAKHVC@0M:ZK M;23+<2EN`'8!BQ)/S9!VX/0#B?J-.4I.3M[[2M_7X!];J145%7]U/^O\SVSX MP_&#Q'X&^+WA'POI1L_[/U9H!=>;%N?YYRAVG(QQ7HWBWXC^%/`@C'B+7['3 M6F_U<:3I?B[]LV]T[QC!'<6JJ%M;:X'[N0K`IC4CH0>6QT)^N*?U.G*G&_ M12;MN[,GZU.-25NKBE?I='>:%\==1\2?M$CP9I=[I=YX9DM_-AG@4.S_`.CB M3APSV]J]R'(S7RAX$T?0/#_[9L^G>&T@BT^%)0(H3E(W^S9=5]`&W<=NG M:OJW!'`KEQE.%-P]FM'!'7@I3ES\[VD_T/&Q^QM\+O\`GRU+_P`#6KJ_`'P' M\#?#2Z:\T'1@MXRE?M,TADD4'J%)^[^&*[T]*8*QEBJTER.3MZEK#T8.ZBCC MO"'P>\,>"/%6J^)M(@N$U#52YNFDF+*=[[S@=OFJA\2_@#X+^*UVE_K5E/%J M"($%W:R^7(RCH#P0<>XS7H?84&H56::FGJ:.E!IP:T9Y_P##+X$>#OA.\USH M=E++>3+L>[NG\R7;_=!P`H]<`9[]*S?'_P"S-X$^(NKMK%]9W6GW\O,TUA*( M_-/JP*D$^^,GO7J)H%5[:KS\_,[F?L:7+R:Z)^SEX+\/:!K.AV$6HII^LQJEW`UXS`[3 MD%<]#VSZ5LVGP@\,6?PX;X?Q07`T-E92AF._#2>8?FZ_>-=CVH[54JM26\GN M.-"G'9''6GP?\)V?P^7P&VF&YT)0P$,\A9@6T"@54*]6%^63U,Y4:4K7BM#B_%'P; M\*^+O%&C>(]1M9A?:/Y8L_*E*(@1]Z@J."`:S_B9\`?!?Q6NHM0UJUN(;^-0 MGVJTD$VQHZ,)7NM]SS?P7^SIX$\`>(K K77M$L[J&]MHC$A:X9E.5*DD'J2":]*'3BD["EI3J3F[R=QPI0IJT58__V3\_ ` end