0001144204-12-016888.txt : 20120323 0001144204-12-016888.hdr.sgml : 20120323 20120323164831 ACCESSION NUMBER: 0001144204-12-016888 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20120316 FILED AS OF DATE: 20120323 DATE AS OF CHANGE: 20120323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rouse Properties, Inc. CENTRAL INDEX KEY: 0001528558 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 900750824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 NORTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 960-5000 MAIL ADDRESS: STREET 1: 110 NORTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712432 BUSINESS ADDRESS: STREET 1: BCE PLACE 181 BAY ST STREET 2: STE 300 PO BOX 762 CITY: TORONTO ONTARIO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 4163639491 MAIL ADDRESS: STREET 1: BCE PLACE 181 BAY ST STREET 2: STE 300 PO BOX 762 CITY: TORONTO ONTARIO STATE: A6 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER NAME: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER NAME: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP CENTRAL INDEX KEY: 0001504716 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712429 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield REP GP Inc. CENTRAL INDEX KEY: 0001504717 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712424 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Retail Split LP CENTRAL INDEX KEY: 0001504719 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712427 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield US Corp CENTRAL INDEX KEY: 0001504721 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712425 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield US Holdings Inc. CENTRAL INDEX KEY: 0001504722 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712433 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Private Funds Holdings Inc. CENTRAL INDEX KEY: 0001504723 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712428 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Retail Split II LLC CENTRAL INDEX KEY: 0001511107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712426 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956 5182 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Partners Ltd CENTRAL INDEX KEY: 0001540229 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712431 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416 956 5812 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Holdings Canada CENTRAL INDEX KEY: 0001540230 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35287 FILM NUMBER: 12712430 BUSINESS ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416 956 5812 MAIL ADDRESS: STREET 1: 181 BAY STREET STREET 2: BROOKFIELD PLACE, SUITE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 4/A 1 v306957_4-a.xml OWNERSHIP DOCUMENT X0304 4/A 2012-03-16 2012-03-20 0 0001528558 Rouse Properties, Inc. RSE 0001001085 BROOKFIELD ASSET MANAGEMENT INC. 181 BAY STREET, P.O. BOX 762, TORONTO A6 M5J2T3 ONTARIO, CANADA 0 0 1 0 0001540229 Partners Ltd 181 BAY STREET, P.O. BOX 762 TORONTO A6 M5J2T3 ONTARIO, CANADA 0 0 1 0 0001540230 Brookfield Holdings Canada 181 BAY STREET, P.O. BOX 762 TORONTO A6 M5J2T3 ONTARIO, CANADA 0 0 1 0 0001504716 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001504723 Brookfield Private Funds Holdings Inc. THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001504719 Brookfield Retail Split LP THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001511107 Brookfield Retail Split II LLC THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001504722 Brookfield US Holdings Inc. THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 0001504721 Brookfield US Corp THREE WORLD FINANCIAL CENTER 200 VESEY STREET, 11TH FLOOR NEW YORK NY 10281 0 0 1 0 0001504717 Brookfield REP GP Inc. THREE WORLD FINANCIAL CENTER 200 VESEY STREET NEW YORK NY 10281 0 0 1 0 Obligation to Acquire Shares pursuant to Standby Agreement 15 2012-03-16 4 J 0 1 0 A 2012-03-16 2012-03-16 Common Stock 6354012 1 I See Footnotes Obligation to Acquire Shares pursuant to Rights Offering 15 2012-03-16 4 J 0 1 0 A 2012-03-16 2012-03-16 Common Stock 3174980 1 I See Footnotes Obligation to Acquire Shares pursuant to Rights Offering 15 2012-03-16 4 J 0 1 0 A 2012-03-16 2012-03-16 Common Stock 756470 1 I See Footnotes See Exhibit 99.1, Note 1. See Exhibit 99.1, Note 2. See Exhibit 99.1, Note 3. See Exhibit 99.1, Note 4. See Exhibit 99.1, Note 5. Exhibit List: (1) Exhibit 99.1 - Explanation of Responses, (2) Exhibit 99.2 - Joint Filer Information, Exhibit 99.3 - Joint Filers' Signature /s/ Joseph Freedman, Senior Managing Partner of Brookfield Asset Management Inc. 2012-03-23 EX-99.1 2 v306957_ex99-1.htm

Exhibit 99.1

Explanation of Responses:

 

(1)On March 16, 2012, pursuant to a Standby Purchase Agreement, Brookfield Retail Holdings R 2 Inc. (“Holdco 2”) became obligated to acquire 6,354,012 shares of common stock of the issuer at a price of $15.00 a share.
   
(2)On March 16, 2012, in connection with the expiration of a rights offering by the issuer, Holdco 2 became obligated to acquire 3,174,980 shares of common stock of the issuer at a price of $15.00 a share, by exercising its overallotment right to subscribe for additional shares in the rights offering.
   
(3)On March 16, 2012, in connection with the expiration of a rights offering by the issuer, Brookfield Retail Holdings V LP (“BRH V”) became obligated to acquire 756,470 shares of common stock of the issuer at a price of $15.00 a share, by exercising BRH V’s overallotment right to subscribe for additional shares in the rights offering.
   
(4)Each of (i) Brookfield US Corporation, a Delaware corporation (“BUSC”), (ii) Brookfield US Holdings, Inc., a corporation formed under the laws of the Province of Ontario (“BUSH”), as the sole shareholder of BUSC, (iii) Brookfield Holdings Canada Inc., a corporation formed under the laws of the Province of Ontario (“BHC”) as the shareholder of BUSH, (iv) Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario (“BAM”), as the sole shareholder of BHC and the indirect sole shareholder of Brookfield (US) Investments Ltd., a Bermuda company, indirect wholly-owned subsidiary of BAM and member of BR Split II (“BIL”), and (v) Partners Limited, a corporation formed under the laws of the Province of Ontario (“Partners”), as a shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the derivative securities beneficially owned by Holdco 2.  In accordance with Instruction 4(b)(iv), the entire amount of derivative securities beneficially owned by Holdco 2 is reported herein.  Each of BUSC, BUSH, BHC, BAM and Partners disclaims beneficial ownership of all the derivative securities that are beneficially owned by Holdco 2, except to the extent of any indirect pecuniary interest therein.
   
(5)BIL holds a Class B interest in each Investment Vehicle, including BRH V. BAM and Partners may be deemed to have an indirect pecuniary interest in an indeterminate portion of the derivative securities directly beneficially owned by BRH V. In accordance with Instruction 4(b)(iv), the entire amount of the derivative securities held by BRH V is reported herein.  BAM and Partners disclaim beneficial ownership of all derivative securities that are beneficially owned by BRH V, except to the extent of any indirect pecuniary interest therein.

 
 

 EX-99.2 3 v306957_ex99-2.htm

 

Designated Filer: Brookfield Asset Management Inc.
Issuer & Ticker Symbol: Rouse Properties, Inc.
Date of Event Requiring Statement: March 16, 2012

 

Exhibit 99.2 - Joint Filer Information

Joint Filers:  
   
1. Name: Partners Limited
Address: 181 Bay Street, P.O. Box 762, Toronto, Canada M5J 2T3
   
2. Name: Brookfield Holdings Canada Inc. (formerly Trilon Bancorp Inc.)
Address: 181 Bay Street, P.O. Box 762, Toronto, Canada M5J 2T3
   
3. Name: Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
4. Name: Brookfield Private Funds Holdings Inc.
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
5. Name: Brookfield Retail Split LP
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
6. Name: Brookfield US Holdings Inc.
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
7. Name: Brookfield US Corporation
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
8. Name: Brookfield REP GP Inc.
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   
9. Name: Brookfield Retail Split II LLC
Address: Three World Financial Center, 200 Vesey Street, New York, New York 10281
   

 

 
 

 EX-99.3 4 v306957_ex99-3.htm

 

 

  Designated Filer: Brookfield Asset Management Inc.
  Issuer & Ticker Symbol: Rouse Properties, Inc.
  Date of Event Requiring Statement: March 16, 2012

 

Exhibit 99.3 - Joint Filers’ Signatures

 

 

Partners Limited  
     
By: /s/ Loretta Corso                    Date:   March 23, 2012
  Name: Loretta Corso  
  Title: Secretary  
     
     
Brookfield Holdings Canada Inc.  
     
By: /s/ Joe Freedman                      
  Name:  Joe Freedman  
  Title:  Vice President  
     
     
By: /s/ Aleks Novakovic               Date:   March 23, 2012
  Name:  Aleks Novakovic  
  Title:  Vice President  

 

 

 

Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP

 

By: Brookfield Private Funds Holdings Inc., its general partner

 

 

By: /s/ Karen Ayre                    Date:   March 23, 2012
  Name:  Karen Ayre  
  Title:  Vice President  
     
     
Brookfield Private Funds Holdings Inc.  
     
     
By: /s/ Karen Ayre                     
  Name:  Karen Ayre  
  Title:  Vice President  

 

 
 

 

 Designated Filer: Brookfield Asset Management Inc.
  Issuer & Ticker Symbol: Rouse Properties, Inc.
  Date of Event Requiring Statement: March 16, 2012

  

 

 

By: /s/ Moshe Mandelbaum            Date:   March 23, 2012
  Name:  Moshe Mandelbaum  
  Title:  Vice President  
     
     
Brookfield Retail Split LP  
     
By: Brookfield REP GP Inc., its general partner  
     
     
By: /s/ Karen Ayre                    Date:   March 23, 2012
  Name:  Karen Ayre  
  Title:  Vice President  
     
     
Brookfield US Holdings Inc.  
     
     
By: /s/ Aleks Novakovic                       Date:   March 23, 2012
  Name:  Aleks Novakovic  
  Title:  Vice-President  
     
     
Brookfield US Corporation  
     
     
By: /s/ Karen Ayre                    Date:   March 23, 2012
  Name:  Karen Ayre  
  Title:  Vice President  
     
     
Brookfield REP GP Inc.  
     
     
By: /s/ Karen Ayre                    Date:   March 23, 2012
  Name:  Karen Ayre  
  Title:  Vice President  
       

 

 
 

 

 Designated Filer: Brookfield Asset Management Inc.
  Issuer & Ticker Symbol: Rouse Properties, Inc.
  Date of Event Requiring Statement: March 16, 2012

 

 

 

 

Brookfield Retail Split II LLC  
     
By: Brookfield REP GP Inc., its managing member  
     
By: /s/ Karen Ayre                    Date:   March 23, 2012
  Name:  Karen Ayre  
  Title: Vice President