0001140361-20-021011.txt : 20200921 0001140361-20-021011.hdr.sgml : 20200921 20200921171846 ACCESSION NUMBER: 0001140361-20-021011 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187174 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER NAME: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER NAME: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Private Funds Holdings Inc. CENTRAL INDEX KEY: 0001504723 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187175 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Canada Adviser, LP CENTRAL INDEX KEY: 0001703173 STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187176 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET STE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 181 BAY STREET STE 300 CITY: TORONTO STATE: A6 ZIP: M5J2T3 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP CENTRAL INDEX KEY: 0001504716 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187177 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 416 956-5812 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-RBS, L.P. CENTRAL INDEX KEY: 0001703159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187178 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-AC, L.P. CENTRAL INDEX KEY: 0001703167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187179 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-CN, L.P. CENTRAL INDEX KEY: 0001703166 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187180 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-DS, L.P. CENTRAL INDEX KEY: 0001703168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187181 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-FN, L.P. CENTRAL INDEX KEY: 0001703165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187182 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-GLH, L.P. CENTRAL INDEX KEY: 0001703163 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 201187183 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vistra Corp. CENTRAL INDEX KEY: 0001692819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 364833255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 214-812-4600 MAIL ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp DATE OF NAME CHANGE: 20161221 3 1 form3.xml FORM 3 X0206 3 2020-03-12 0 0001692819 Vistra Corp. VST 0001001085 BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE 181 BAY ST SUITE 300 PO BOX 762 TORONTO ONTARIO A6 M5J2T3 ONTARIO, CANADA true See Remarks. 0001504723 Brookfield Private Funds Holdings Inc. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M5J2T3 ONTARIO, CANADA true See Remarks. 0001703173 Brookfield Canada Adviser, LP BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M2J2T3 ONTARIO, CANADA true See Remarks. 0001504716 Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP BROOKFIELD PLACE 181 BAY STREET, SUITE 300 TORONTO A6 M2J2T3 ONTARIO, CANADA true See Remarks. 0001703159 Titan Co-Investment-RBS, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks. 0001703167 Titan Co-Investment-AC, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks. 0001703166 Titan Co-Investment-CN, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks. 0001703168 Titan Co-Investment-DS, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281 true See Remarks. 0001703165 Titan Co-Investment-FN, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks. 0001703163 Titan Co-Investment-GLH, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true See Remarks. Common Stock, par value $0.01 per share 19855405 I See Footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). See Exhibit 99.1 for text of footnote (6). Following the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC ("OCG") and Brookfield Asset Management Inc. ("BAM") and other parties thereto (as reported in a Form 8-K filed by OCG on October 4, 2019), BAM and certain of its affiliates may be deemed to beneficially own securities of the Issuer held by OCG and certain of its affiliates, which beneficial ownership BAM and its affiliates disclaims except to the extent of their respective pecuniary interests therein. Due to the technical limitation on the number of reporting persons per filing, this filing is being made into three identical parts. This filing is part two of three. See Exhibit 99.2 for Joint Filer Information and Signatures incorporated by herein by reference. /s/ See Signatures Included in Exhibit 99.2 2020-09-21 EX-99.1 2 brhc10015212_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
Brookfield Asset Management Inc.
Brookfield Place
181 Bay Street, Suite 300 PO Box 762
Toronto, CAN M5J2T3

Issuer Name and Ticker or Trading Symbol: Vistra Corp. [VST]

Date of Event Requiring Statement
(Month/Day/Year):
 March 12, 2020

(1)
This Form 3 is being jointly filed by and on behalf of each of the following persons (each a “Reporting Person”): Brookfield Titan Holdings LP  (“Titan Holdings”); Titan Co-Investment-RBS, L.P. (“Titan RBS”);  Titan Co-Investment-AC, L.P. (“Titan AC”); Titan Co-Investment-CN, L.P. (“Titan CN”); Titan Co-Investment-DS, L.P. (“Titan DS”); Titan Co-Investment-FN, L.P. (“Titan FN”); Titan Co-Investment-GLH, L.P. (“Titan GLH”); Titan Co-Investment-HI, L.P. (“Titan HI”); Titan Co-Investment-ICG, L.P. (“Titan ICG”); Titan Co-Investment-LB, L.P. (“Titan LB”); Titan Co-Investment-MCG, L.P. (“Titan MCG”); Titan Co-Investment-MRS, L.P. (“Titan MRS” and together with Titan AC, Titan CN, Titan DS, Titan FN, Titan GLH, Titan HI, Titan ICG, Titan LB, Titan MCG and Titan RBS, the “Titan Vehicles”); Titan Co-Investment GP, LLC (“Titan Co-Invest”); BCP Titan Aggregator, L.P. (“Aggregator”); BCP Titan Sub Aggregator, L.P. (“Sub Aggregator” and together with Aggregator, the “Aggregator Vehicles” and together with Titan Holdings and the Titan Vehicles, the “Investment Vehicles”); Brookfield Asset Management (“BAM”); Partners Limited (“Partners”); Brookfield Private Equity Inc. (“BPE”); (Brookfield US Inc. (“BUSI”); Brookfield Private Equity Direct Investments Holdings LP (“BPE DIH”); Brookfield Private Equity Group Holdings LP (“BPEGH”); Brookfield Capital Partners Ltd. (“BCPL”); Brookfield Holdings Canada Inc. (“BHC”); Brookfield Private Funds Holdings Inc. (“BPFH”); Brookfield Canada Adviser, LP (“BCA”); and Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (“BAMPIC”).

(2)
Represents: 6,625,154 shares of Common Stock owned by Titan Holdings, including 772,128 shares of Common Stock representing Titan Holdings’ interest in Longhorn Capital GS L.P. (“Longhorn”); 1,280 shares of Common Stock owned by Titan Co-Investment-RBS, L.P. (“Titan RBS”); 572,911 shares of Common Stock owned by Titan AC, including 130,445 shares of Common Stock representing Titan AC’s interest in Longhorn; 1,141 shares of Common Stock owned by Titan CN; 141,767 shares of Common Stock owned by Titan Co-Investment-DS, L.P. (“Titan DS”); including 1,929 shares of Common Stock representing Titan DS’s interest in Longhorn; 258,758 shares of Common Stock owned by Titan Co-Investment-FN, L.P. (“Titan FN”), including 35,374 shares of Common Stock representing Titan FN’s interest in Longhorn; 790 shares of Common Stock held directly by Titan Co-Investment-GLH, L.P. (“Titan GLH”); 751,104 shares of Common Stock owned by Titan HI, including 74,744 shares of Common Stock representing Titan HI’s interest in Longhorn; 669,021 shares of Common Stock owned by Titan Co-Investment-ICG, L.P. (“Titan ICG”), including 105,183 shares of Common Stock representing Titan ICG’s interest in Longhorn; 283,533 shares of Common Stock owned by Titan Co-Investment-LB, L.P. (“Titan LB”), including 3,858 shares of Common Stock representing Titan LB’s interest in Longhorn; 1,291 shares of Common Stock owned by Titan Co-Investment-MCG, L.P. (“Titan MCG”); 570,534 shares of Common Stock owned by Titan Co-Investment-MRS, L.P. (“Titan MRS” and together with Titan AC, Titan CN, Titan DS, Titan FN, Titan GLH, Titan HI, Titan ICG, Titan LB, Titan MCG and Titan RBS, the “Titan Vehicles”), including 7,884 shares of Common Stock representing Titan MRS’s interest in Longhorn; 4,505,400 shares of Common Stock owned by BCP Titan Aggregator, L.P. (“Aggregator”); 5,472,721 shares of Common Stock owned by BCP Titan Sub Aggregator, L.P. (“Sub Aggregator” and together with Aggregator, the “Aggregator Vehicles” and together with Titan Holdings and the Titan Vehicles, the “Investment Vehicles”), including 679,402 shares of Common Stock representing Sub Aggregator’s interest in Longhorn.

1
(3)
Each of BPE DIH, as a limited partner of Titan Holdings, BPEGH, as a limited partner of Titan Holdings and each of the Titan Vehicles, BPE, as the general partner of BPE DIH and BPEGH, Titan Co-Invest, as the general partner of each of the Investment Vehicles, BPEH, as an shareholder of Titan Co-Invest, BUSI, as shareholder of BPE, BHC, as indirect shareholder of BUSI, BAM, as limited partner of BPE, shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities directly beneficially owned by Titan Holdings and/or the Titan Vehicles.  Each of BPE DIH, BPEGH, BPE, Titan Co-Invest, BPEH, BUSI, BHC, BAM and Partners disclaims beneficial ownership of all securities that are beneficially owned by Titan Holdings and/or the Titan Vehicles, except to the extent of any indirect pecuniary interest therein.

(4)
Each of BCPL and BAMPIC, as indirect owners of Longhorn and the Aggregator Vehicles, BCA, as limited partner of BAMPIC, BPFH, as limited partner of BCA, BHC, as shareholder of BPFH, BAM, as shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities directly beneficially owned by the Aggregator Vehicles or Longhorn. Each of BCPL, BAMPIC, BCA, BPFH, BHC, BAM and Partners disclaims beneficial ownership of all securities that are beneficially owned by the Aggregator Vehicles and/or Longhorn, except to the extent of any indirect pecuniary interest therein.

(5)
The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise, that the Reporting Persons are the beneficial owners of any securities reported herein.

(6)
Each of the Reporting Persons disclaims beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person’s pecuniary interest therein.


2
 EX-99.2 3 brhc10015212_ex99-2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Partners Limited
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
  
 
/s/ Brian Lawson
  
   
 
Name:     Brian Lawson
   

Title:       President
   
Date:
September 21, 2020

1
Name of Joint Filer:
Brookfield Private Equity Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/  A.J. Silber
  
   
 
Name:     A.J. Silber
   
 
Title:       Director
   
Date:
September 21, 2020

2
Name of Joint Filer:
Brookfield US Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/ Kathy Sarpash
  
   
 
Name:     Kathy Sarpash
   
 
Title:       Secretary
   
Date:
September 21, 2020

3
Name of Joint Filer:
Brookfield Private Equity Direct Investments Holdings LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   

By: Brookfield Private Equity Inc., its General Partner
   
Signature:
/s/ A.J. Silber
  
   
 
Name:     A.J. Silber
   
 
Title:       Director
   
Date:
September 21, 2020

4
Name of Joint Filer:
Brookfield Titan Holdings, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

5
Name of Joint Filer:
Titan Co-Investment GP, LLC
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

6
Name of Joint Filer:
Brookfield Private Equity Group Holdings LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
Brookfield Private Equity Group Holdings LP
   
 
By: Brookfield Private Equity Inc., its General Partner
   
Signature:
/s/ A.J. Silber
  
   
 
Name:     A.J. Silber
   
 
Title:       Director
   
Date:
September 21, 2020

7
Name of Joint Filer:
Brookfield Capital Partners Ltd.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/  A.J. Silber
  
   
 
Name:     A.J. Silber
   
 
Title:       Chairman of the Board
   
Date:
September 21, 2020

8
Name of Joint Filer:
Brookfield Holdings Canada Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
Brookfield Holdings Canada Inc.
   
Signature:
/s/  Kathy Sarpash
  
   
 
Name:     Kathy Sarpash
   
 
Title:       Vice President and Secretary
   
Date:
September 21, 2020

9
Name of Joint Filer:
Brookfield Private Funds Holdings Inc.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/  Kathy Sarpash
  
   
 
Name:     Kathy Sarpash
   
 
Title:       Senior Vice President
   
Date:
September 21, 2020

10
Name of Joint Filer:
Brookfield Canada Adviser, LP
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/  Karly Dyck
  
   
 
Name:     Karly Dyck
   
 
Title:       Senior Vice President
   
Date:
September 21, 2020

11
Name of Joint Filer:
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Brookfield Private Funds Holdings Inc., its General Partner
   
Signature:
/s/  Karly Dyck
  
   
 
Name:     Karly Dyck
   
 
Title:       Senior Vice President
   
Date:
September 21, 2020

12
Name of Joint Filer:
Brookfield Asset Management Inc.
   
Address of Joint Filer:
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
Signature:
/s/  Jessica Diab
  
   

Name:     Jessica Diab
   

Title:       Vice President – Legal & Regulatory
   
Date:
September 21, 2020

13
Name of Joint Filer:
Titan Co-Investment-RBS, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name: Luke Ricci
   
 
Title: Director – Legal
   
Date:
September 21, 2020

14
Name of Joint Filer:
Titan Co-Investment-AC, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   

Name:     Luke Ricci
   

Title:       Director – Legal
   
Date:
September 21, 2020

15
Name of Joint Filer:
Titan Co-Investment-CN, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

16
Name of Joint Filer:
Titan Co-Investment-DS, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

17
Name of Joint Filer:
Titan Co-Investment-FN, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name: Luke Ricci
   
 
Title: Director – Legal
   
Date:
September 21, 2020

18
Name of Joint Filer:
Titan Co-Investment-FN, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name: Luke Ricci
   
 
Title: Director – Legal
   
Date:
September 21, 2020
 
19
Name of Joint Filer:
Titan Co-Investment-GLH, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

20
Name of Joint Filer:
Titan Co-Investment-HI, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

21
Name of Joint Filer:
Titan Co-Investment-ICG, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

22
Name of Joint Filer:
Titan Co-Investment-LB, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

23
Name of Joint Filer:
Titan Co-Investment-MCG, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

24
Name of Joint Filer:
Titan Co-Investment-MRS, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]

 
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name:     Luke Ricci
   
 
Title:       Director – Legal
   
Date:
September 21, 2020

25
Name of Joint Filer:
BCP Titan Aggregator, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]
   
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name: Luke Ricci
   
 
Title: Director – Legal
   
Date:
September 21, 2020

26
Name of Joint Filer:
BCP Titan Sub Aggregator, L.P.
   
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
   
Relationship of Joint Filer to Issuer:
Other. See Remarks.
   
Issuer Name and Ticker or Trading Symbol:
Vistra Corp. [NYSE: VST]

 
Date of Event Requiring this Statement
(Month/Day/Year):
3/12/2020
   
Designated Filer:
Brookfield Asset Management Inc.
   
 
By: Titan Co-Investment GP, LLC, its General Partner
   
Signature:
/s/ Luke Ricci
  
   
 
Name: Luke Ricci
   
 
Title: Director – Legal
   
Date:
September 21, 2020


27