0001104659-17-060001.txt : 20170929 0001104659-17-060001.hdr.sgml : 20170929 20170929172534 ACCESSION NUMBER: 0001104659-17-060001 CONFORMED SUBMISSION TYPE: F-X PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 EFFECTIVENESS DATE: 20170929 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: F-X SEC ACT: 1933 Act SEC FILE NUMBER: 333-220746 FILM NUMBER: 171112442 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMPUTERSHARE TRUST CO OF CANADA CENTRAL INDEX KEY: 0001175159 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: F-X BUSINESS ADDRESS: STREET 1: 100 UNIVERSITY AVENUE STREET 2: 9TH FLOOR NORTH TOWER CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: M5J 2Y1 BUSINESS PHONE: 4162639342 F-X 1 a17-22650_8fx.htm F-X

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM F-X

 

Appointment of Agent For Service of Process
And Undertaking

 

A. Name of issuer or person filing (the “Filer”):

 

COMPUTERSHARE TRUST COMPANY OF CANADA

 

B. (1) This is [check one]:
x  an original filing for the Filer
o  an amended filing for the Filer

 

(2) Check the following box if you are filing the Form F-X in paper in accordance with Regulation S-T rule 101(b)(9) o

 

C. Identify the filing in conjunction with which this form is being filed:

 

Name of Registrant:

Brookfield Asset Management Inc.

 

 

 

Brookfield Finance Inc.

 

 

Form Type:

Registration Statement on Form F-10

 

 

File Number (if known):

333-220746

 

 

Filed by:

Computershare Trust Company of Canada

 

 

Date Filed (if filed concurrently, so indicate):

September 29, 2017 (filed concurrently)

 

D. Filer is incorporated or organized under the laws of Canada and has its principal place of business at Computershare Trust Company of Canada, 100 University Ave. 11th Floor, Toronto, Ontario M5J 2Y1, Attention: Manager, Corporate Trust (Tel: 416 263-9322; Fax: 416 981-9777).

 

E. The Filer designates and appoints Computershare Trust Company, N.A. (the “Agent”), located at Computershare Trust Company, N.A., 8742 Lucent Boulevard, Suite 225, Highlands Ranch, Colorado 80129 (telephone: (303) 262-0707), as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:

 

(a)  any investigation or administrative proceeding conducted by the Commission; and

 

(b)  any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or of any of its territories or possessions or of the District of Columbia, where the investigation, proceeding or cause of action arises out of or relates to or concerns the securities in relation to which the Filer acts as trustee pursuant to an exemption under Rule 10a-5 under the Trust Indenture Act of 1939.  The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an administrative subpoena shall be effected by service upon such agent for service of process, and that service as aforesaid shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been made.

 

F. The Filer stipulates and agrees in connection with its status as trustee with respect to securities registered on the Form F-10 to appoint a successor agent for service of process and file an amended Form F-X if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time during which the securities subject to the indenture remain outstanding.

 

The Filer further undertakes to advise the Commission promptly of any change to the Agent’s name or address during the applicable period by amendment of this form, referencing the file number of the relevant form in conjunction with which the amendment is being filed.

 

G. Not applicable.

 

 

 


 

The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereto duly authorized, in Toronto, Canada on September 29, 2017.

 

Filer:

COMPUTERSHARE TRUST COMPANY OF CANADA

 

 

 

 

 

 

 

By:

/s/ Yana Nedyalkova

 

 

Name:

Yana Nedyalkova

 

 

Title:

Corporate Trust Officer

 

 

 

 

 

 

 

By:

/s/ Charles Cuschieri

 

 

Name:

Charles Cuschieri

 

 

Title:

Associate Trust Officer

 

This statement has been signed by the following person in the capacity and on the date indicated:

 

 

COMPUTERSHARE TRUST COMPANY, N.A.

 

 

 

as agent for service of process

 

 

 

By:

Robert H. Major

 

 

Name:

Robert H. Major

 

 

Title:

Vice President

 

 

 

 

 

Dated: September 29, 2017

 

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