Vice President, Legal Affairs

0000950123-18-002599.txt : 20180215 0000950123-18-002599.hdr.sgml : 20180215 20180215163844 ACCESSION NUMBER: 0000950123-18-002599 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 EFFECTIVENESS DATE: 20180215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14349 FILM NUMBER: 18618233 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: A6 M5J2T3 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER COMPANY: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER COMPANY: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001001085 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT BROOKFIELD ASSET MANAGEMENT INC.

BROOKFIELD PLACE, 181 BAY ST, STE 300 PO BOX 762 TORONTO A6 A6 M5J2T3

13F HOLDINGS REPORT 028-14349 N A.J. Silber Vice President, Legal Affairs 416-417-7272 /s/ A.J. Silber Toronto A6 02-15-2018 5 152 21378784 true 1 028-13826 Brookfield Investment Management Inc. 2 028-16270 Brookfield Asset Management Private Institutional Capital Adviser US, LLC 3 028-16296 Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC 4 028-14362 Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. 5 028-17298 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGRIUM INC COM 008916108 844 7300 SH DFND 1 7300 0 0 AGRIUM INC COM 008916108 6635 57692 SH DFND 1 0 0 57692 AMEREN CORP COM 023608102 1823 30900 SH DFND 1 30900 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 86166 2100070 SH DFND 1 1754620 0 345450 AMERICAN ELEC PWR INC COM 025537101 97082 1319580 SH DFND 1 1282780 0 36800 AMERICAN HOMES 4 RENT CL A 02665T306 175942 8055941 SH DFND 1 6806845 0 1249096 AMERICAN TOWER CORP NEW COM 03027X100 400923 2810143 SH DFND 1 2561464 0 248679 APPLE INC COM 037833100 11349 67060 SH DFND 1 67060 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 798 19900 SH DFND 1 19900 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 3089 259400 SH DFND 1 259400 0 0 ATMOS ENERGY CORP COM 049560105 38917 453100 SH DFND 1 433200 0 19900 AVANGRID INC COM 05351W103 3333 65900 SH DFND 1 65900 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 6604 143600 SH DFND 1 0 0 143600 BP PLC SPONSORED ADR 055622104 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TRANSFER EQUITY L P COM UT LTD PTN 29273V100 28545 1653800 SH DFND 1 1521900 0 131900 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 92068 5137743 SH DFND 1 4711893 0 425850 ENTERGY CORP NEW COM 29364G103 91885 1128943 SH DFND 1 1075443 0 53500 ENTERPRISE PRODS PARTNERS L COM 293792107 103785 3914936 SH DFND 1 3560036 0 354900 EQUINIX INC COM PAR $0.001 29444U700 169001 372889 SH DFND 1 312639 0 60250 EQUITY COMWLTH CUM PFD S D 6.5% 294628201 873 33146 SH DFND 1 33146 0 0 ESSEX PPTY TR INC COM 297178105 128168 531004 SH DFND 1 444216 0 86788 EXXON MOBIL CORP COM 30231G102 6223 74400 SH DFND 1 0 0 74400 F M C CORP COM NEW 302491303 805 8500 SH DFND 1 8500 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 115911 872755 SH DFND 1 726348 0 146407 FIRSTENERGY CORP COM 337932107 60789 1985280 SH DFND 1 1934880 0 50400 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 10646 534157 SH DFND 1 0 0 534157 GENERAL MLS INC COM 370334104 8508 143496 SH DFND 1 143496 0 0 GRAMERCY PPTY TR COM NEW 385002308 111252 4172980 SH DFND 1 3459593 0 713387 GREAT PLAINS ENERGY INC COM 391164100 39243 1217200 SH DFND 1 1166400 0 50800 HCP INC COM 40414L109 150605 5774725 SH DFND 1 4891925 0 882800 HUDSON PAC PPTYS INC COM 444097109 120267 3511450 SH DFND 1 2924408 0 587042 INGREDION INC COM 457187102 797 5700 SH DFND 1 5700 0 0 JOHNSON & JOHNSON COM 478160104 10710 76656 SH DFND 1 76656 0 0 KELLOGG CO COM 487836108 6670 98120 SH DFND 1 98120 0 0 KILROY RLTY CORP COM 49427F108 100109 1341048 SH DFND 1 1128611 0 212437 KINDER MORGAN INC DEL COM 49456B101 218895 12113750 SH DFND 1 11269550 0 844200 KRAFT HEINZ CO COM 500754106 785 10100 SH DFND 1 10100 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 65979 2350518 SH DFND 1 2009918 0 340600 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 255 4959 SH DFND 1 4959 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 102786 3526108 SH DFND 1 3170089 0 356019 MPLX LP COM UNIT REP LTD 55336V100 68167 1921812 SH DFND 1 1763659 0 158153 MCDONALDS 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SPONSORED ADR 767204100 6595 124600 SH DFND 1 0 0 124600 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 13760 201500 SH DFND 1 99500 0 102000 SBA COMMUNICATIONS CORP NEW CL A 78410G104 154431 945342 SH DFND 1 899842 0 45500 SL GREEN RLTY CORP COM 78440X101 171294 1697161 SH DFND 1 1424096 0 273065 STAG INDL INC COM 85254J102 784 28700 SH DFND 1 28700 0 0 SEMPRA ENERGY COM 816851109 97666 913446 SH DFND 1 868746 0 44700 SIMON PPTY GROUP INC NEW COM 828806109 591439 3443805 SH DFND 1 2912894 0 530911 SOUTHWEST GAS HOLDINGS INC COM 844895102 51258 636900 SH DFND 1 617600 0 19300 STATOIL ASA SPONSORED ADR 85771P102 6887 321500 SH DFND 1 0 0 321500 SUNCOR ENERGY INC NEW COM 867224107 5860 159050 SH DFND 1 0 0 159050 SYSCO CORP COM 871829107 789 13000 SH DFND 1 13000 0 0 TOTAL S A SPONSORED ADR 89151E109 5724 103550 SH DFND 1 0 0 103550 TANGER FACTORY OUTLET CTRS I COM 875465106 11765 443800 SH DFND 1 443800 0 0 TARGA RES CORP COM 87612G101 125737 2596806 SH DFND 1 2478106 0 118700 TAUBMAN CTRS INC COM 876664103 82200 1256300 SH DFND 1 1065300 0 191000 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 413 175207 SH DFND 1 175207 0 0 TRANSCANADA CORP COM 89353D107 266527 5456443 SH DFND 1 5105043 0 351400 UNION PAC CORP COM 907818108 2383 17770 SH DFND 1 17770 0 0 VENTAS INC COM 92276F100 152894 2547806 SH DFND 1 2154725 0 393081 VERIZON COMMUNICATIONS INC COM 92343V104 865 16350 SH DFND 1 16350 0 0 VERMILION ENERGY INC COM 923725105 1659 45500 SH DFND 1 45500 0 0 VISTRA ENERGY CORP COM 92840M102 729 39766 SH DFND 1 39766 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3150 65510 SH DFND 1 65510 0 0 WEYERHAEUSER CO COM 962166104 8711 247058 SH DFND 1 109548 0 137510 WILLIAMS COS INC DEL COM 969457100 177450 5819952 SH DFND 1 5586533 0 233419 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 8529 219939 SH DFND 1 219939 0 0 XCEL ENERGY INC COM 98389B100 2702 56170 SH DFND 1 56170 0 0 General Growth Properties, Inc. Common Stock 36174X101 7649791 327053880 SH DFND 2 0 0 0 Regency CTRS Corp. Common Stock 758849103 39 566 SH DFND 2 566 0 0 ALTABA INC COMMON 021346101 10478 150000 SH DFND 3 150000 0 0 CIVEO CORP CDA COMMON 17878Y108 1365 500000 SH DFND 3 500000 0 0 HC2 HLDGS INC COMMON 404139107 3191 536373 SH DFND 3 536373 0 0 JONES ENERGY INC CL A COM 48019R108 2640 2400000 SH DFND 3 2400000 0 0 KRATON CORPORATION COMMON 50077C106 14140 293544 SH DFND 3 293544 0 0 NOW INC COMMON 67011P100 2482 225000 SH DFND 3 225000 0 0 OCEAN RIG UDW INC COMMON G66964118 7931 295938 SH DFND 3 295938 0 0 PEABODY ENERGY CORP COMMON 704551100 15342 389684 SH DFND 3 389684 0 0 RYERSON HLDG CORP COMMON 783754104 2548 245000 SH DFND 3 245000 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 2232 400000 SH DFND 3 400000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 96113 360000 SH Put DFND 3 360000 0 0 TELEPHONE & DATA SYS INC COMMON 879433829 6950 250000 SH DFND 3 250000 0 0 WILLSCOT CORP COMMON 971375126 20305 1598830 SH DFND 3 1598830 0 0 WILLSCOT CORP WTS W EXP 09/16/2020 971375118 1584 1100000 SH DFND 3 1100000 0 0 Groupe Eurotunnel SE Common Stock 39945F102 81819 6357660 SH SOLE 4 0 0 0 MPLX LP Common Stock 55336V100 5381 151692 SH SOLE 4 0 0 0 PATTERN ENERGY GROUP INC. Class A shares 70338P100 4515 210108 SH SOLE 4 0 0 0 ENBRIDGE INC. COMMON STOCK 29250N105 23884 610686 SH SOLE 4 0 0 0 PLAINS ALL AMERICAN PIPELINE LP COMMON STOCK 726503105 5328 258160 SH SOLE 4 0 0 0 TRANSALTA CORPORATION COMMON SHARES 89346D107 83012 14007164 SH DFND 4 14007164 0 0 Vistra Energy Corp COM 92840M102 783376 42760701 SH DFND 4 0 0 0 Vistra Energy Corp COM 92840M102 432533 23609866 SH DFND 0 0 0 Norbord Inc. COM 65548P403 1177199 34787535 SH DFND 0 0 0 PEABODY ENERGY CORPORATION Class A 704551100 40740 1034808 SH SOLE 0 0 0 BROOKFIELD PROPERTY PARTNERS LP LP Units G16249107 1117717 50438485 SH SOLE 0 0 0 BROOKFIELD RENEWABLE PARTNERS LP LP Units G16258108 1957367 56068944 SH SOLE 0 0 0 BROOKFIELD INFRASTRUCTURE PARTNERS LP LP Units G16252101 11187 249645 SH SOLE 0 0 0 BROOKFIELD BUSINESS PARTNERS LP LP Units G16234109 855552 24784250 SH SOLE 0 0 0