0000950123-18-001865.txt : 20180214
0000950123-18-001865.hdr.sgml : 20180214
20180214061011
ACCESSION NUMBER: 0000950123-18-001865
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 18606833
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001001085
XXXXXXXX
12-31-2017
12-31-2017
BROOKFIELD ASSET MANAGEMENT INC.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
02-14-2018
5
179
24305766
true
1
028-13826
Brookfield Investment Management Inc.
2
028-16270
Brookfield Asset Management Private Institutional Capital Adviser US, LLC
3
028-16296
Brookfield Asset Management Private Institutional Capital Adviser (Credit) LLC
4
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
5
028-17298
Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.P.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AGRIUM INC
COM
008916108
844
7300
SH
DFND
1
7300
0
0
AGRIUM INC
COM
008916108
6635
57692
SH
DFND
1
0
0
57692
ALON USA PARTNERS LP
UT LTDPART INT
02052T109
171
10000
SH
DFND
1
0
0
10000
AMEREN CORP
COM
023608102
1823
30900
SH
DFND
1
30900
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
86166
2100070
SH
DFND
1
1754620
0
345450
AMERICAN ELEC PWR INC
COM
025537101
97082
1319580
SH
DFND
1
1282780
0
36800
AMERICAN HOMES 4 RENT
CL A
02665T306
175942
8055941
SH
DFND
1
6806845
0
1249096
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
401
30000
SH
DFND
1
0
0
30000
AMERICAN TOWER CORP NEW
COM
03027X100
400923
2810143
SH
DFND
1
2561464
0
248679
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
216686
4691194
SH
DFND
1
4108401
0
582793
APPLE INC
COM
037833100
11349
67060
SH
DFND
1
67060
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
798
19900
SH
DFND
1
19900
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
3089
259400
SH
DFND
1
259400
0
0
ATMOS ENERGY CORP
COM
049560105
38917
453100
SH
DFND
1
433200
0
19900
AVANGRID INC
COM
05351W103
3333
65900
SH
DFND
1
65900
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
6604
143600
SH
DFND
1
0
0
143600
BP PLC
SPONSORED ADR
055622104
12154
289166
SH
DFND
1
132066
0
157100
BLACK HILLS CORP
COM
092113109
11373
189200
SH
DFND
1
189200
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
30230
2341567
SH
DFND
1
2075481
0
266086
BRIXMOR PPTY GROUP INC
COM
11120U105
81652
4375796
SH
DFND
1
3654024
0
721772
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
1723
133281
SH
DFND
1
0
0
133281
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
1019
43607
SH
DFND
1
0
0
43607
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
142994
2885843
SH
DFND
1
2530051
0
355792
BUNGE LIMITED
COM
G16962105
805
12000
SH
DFND
1
12000
0
0
CF INDS HLDGS INC
COM
125269100
830
19500
SH
DFND
1
19500
0
0
CMS ENERGY CORP
COM
125896100
72604
1534959
SH
DFND
1
1487259
0
47700
CANADIAN NATL RY CO
COM
136375102
1413
17080
SH
DFND
1
17080
0
0
CANADIAN PAC RY LTD
COM
13645T100
948
5170
SH
DFND
1
5170
0
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
3105
236500
SH
DFND
1
236500
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
29079
540100
SH
DFND
1
506200
0
33900
CHEVRON CORP NEW
COM
166764100
6266
50050
SH
DFND
1
0
0
50050
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
58026
5552755
SH
DFND
1
5288255
0
264500
COCA COLA CO
COM
191216100
7423
161800
SH
DFND
1
161800
0
0
CONE MIDSTREAM PARTNERS LP
COM UNIT REPST
206812109
4493
267908
SH
DFND
1
249808
0
18100
CORENERGY INFRASTRUCTURE TR
DEP SHS REPSTG
21870U304
167
6500
SH
DFND
1
6500
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
29801
1155075
SH
DFND
1
1030692
0
124383
CROWN CASTLE INTL CORP NEW
COM
22822V101
177397
1598027
SH
DFND
1
1319827
0
278200
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
105781
2911680
SH
DFND
1
2593273
0
318407
DDR CORP
COM
23317H102
114416
12769670
SH
DFND
1
10639370
0
2130300
DELTIC TIMBER CORP
COM
247850100
3168
34600
SH
DFND
1
34600
0
0
DOMINION ENERGY MIDSTRM PRTN
COM UT REP LTD
257454108
1703
55925
SH
DFND
1
0
0
55925
DUKE REALTY CORP
COM NEW
264411505
138134
5076574
SH
DFND
1
4180857
0
895717
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
42495
581333
SH
DFND
1
506657
0
74676
EDISON INTL
COM
281020107
79550
1257907
SH
DFND
1
1201607
0
56300
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
206774
13453092
SH
DFND
1
11925122
0
1527970
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
24814
1745003
SH
DFND
1
1571265
0
173738
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
16988
1268745
SH
DFND
1
1075447
0
193298
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
53251
3855987
SH
DFND
1
3400131
0
455856
ENBRIDGE INC
COM
29250N105
222447
5667499
SH
DFND
1
5268828
0
398671
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
28545
1653800
SH
DFND
1
1521900
0
131900
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
306939
17128303
SH
DFND
1
15161106
0
1967197
ENTERGY CORP NEW
COM
29364G103
91885
1128943
SH
DFND
1
1075443
0
53500
ENTERPRISE PRODS PARTNERS L
COM
293792107
285762
10779418
SH
DFND
1
9491889
0
1287529
EQUINIX INC
COM PAR $0.001
29444U700
169001
372889
SH
DFND
1
312639
0
60250
EQUITY COMWLTH
CUM PFD S D 6.5%
294628201
873
33146
SH
DFND
1
33146
0
0
ESSEX PPTY TR INC
COM
297178105
128168
531004
SH
DFND
1
444216
0
86788
EXXON MOBIL CORP
COM
30231G102
6223
74400
SH
DFND
1
0
0
74400
F M C CORP
COM NEW
302491303
805
8500
SH
DFND
1
8500
0
0
FEDERAL REALTY INVT TR
SH BEN INT NEW
313747206
115911
872755
SH
DFND
1
726348
0
146407
FIRSTENERGY CORP
COM
337932107
60789
1985280
SH
DFND
1
1934880
0
50400
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
10646
534157
SH
DFND
1
0
0
534157
GENERAL MLS INC
COM
370334104
8508
143496
SH
DFND
1
143496
0
0
GRAMERCY PPTY TR
COM NEW
385002308
111252
4172980
SH
DFND
1
3459593
0
713387
GREAT PLAINS ENERGY INC
COM
391164100
39243
1217200
SH
DFND
1
1166400
0
50800
HCP INC
COM
40414L109
150605
5774725
SH
DFND
1
4891925
0
882800
HESS MIDSTREAM PARTNERS LP
UNIT LTD PR INT
428104103
676
34100
SH
DFND
1
0
0
34100
HUDSON PAC PPTYS INC
COM
444097109
120267
3511450
SH
DFND
1
2924408
0
587042
INGREDION INC
COM
457187102
797
5700
SH
DFND
1
5700
0
0
JOHNSON & JOHNSON
COM
478160104
10710
76656
SH
DFND
1
76656
0
0
KELLOGG CO
COM
487836108
6670
98120
SH
DFND
1
98120
0
0
KILROY RLTY CORP
COM
49427F108
100109
1341048
SH
DFND
1
1128611
0
212437
KINDER MORGAN INC DEL
COM
49456B101
218895
12113750
SH
DFND
1
11269550
0
844200
KRAFT HEINZ CO
COM
500754106
785
10100
SH
DFND
1
10100
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
65979
2350518
SH
DFND
1
2009918
0
340600
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
255
4959
SH
DFND
1
4959
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
102786
3526108
SH
DFND
1
3170089
0
356019
MPLX LP
COM UNIT REP LTD
55336V100
284484
8020418
SH
DFND
1
7080721
0
939697
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
111367
1569881
SH
DFND
1
1366133
0
203748
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
27550
1967867
SH
DFND
1
1764776
0
203091
MCDONALDS CORP
COM
580135101
11007
63950
SH
DFND
1
63950
0
0
MID AMER APT CMNTYS INC
COM
59522J103
156097
1552278
SH
DFND
1
1300478
0
251800
MONDELEZ INTL INC
CL A
609207105
10069
235250
SH
DFND
1
235250
0
0
MONSANTO CO NEW
COM
61166W101
806
6900
SH
DFND
1
6900
0
0
MOSAIC CO NEW
COM
61945C103
842
32800
SH
DFND
1
32800
0
0
NRG ENERGY INC
COM NEW
629377508
22476
789200
SH
DFND
1
760600
0
28600
NRG YIELD INC
CL A NEW
62942X306
9717
515500
SH
DFND
1
515500
0
0
NEXTERA ENERGY INC
COM
65339F101
13502
86449
SH
DFND
1
86449
0
0
NOBLE MIDSTREAM PARTNERS LP
COM UNIT REPST
65506L105
1600
32000
SH
DFND
1
0
0
32000
NUSTAR ENERGY LP
UNIT COM
67058H102
131694
4397139
SH
DFND
1
3880126
0
517013
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
19436
1237980
SH
DFND
1
980131
0
257849
ONEOK INC NEW
COM
682680103
71144
1331044
SH
DFND
1
1157798
0
173246
OASIS MIDSTREAM PARTNERS LP
COM UNITS REPS
67420T206
7046
404000
SH
DFND
1
404000
0
0
PG&E CORP
COM
69331C108
81450
1816860
SH
DFND
1
1724302
0
92558
PNC FINL SVCS GROUP INC
COM
693475105
1908
13220
SH
DFND
1
13220
0
0
PARK HOTELS RESORTS INC
COM
700517105
129838
4516109
SH
DFND
1
3823355
0
692754
PATTERN ENERGY GROUP INC
CL A
70338P100
50191
2335542
SH
DFND
1
2230242
0
105300
PEMBINA PIPELINE CORP
COM
706327103
154748
4258881
SH
DFND
1
4069581
0
189300
PFIZER INC
COM
717081103
6886
190125
SH
DFND
1
190125
0
0
PHILIP MORRIS INTL INC
COM
718172109
8057
76265
SH
DFND
1
76265
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
55988
1069492
SH
DFND
1
912388
0
157104
PHYSICIANS RLTY TR
COM
71943U104
70764
3933500
SH
DFND
1
3299800
0
633700
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
153438
7433999
SH
DFND
1
6453237
0
980762
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
42264
1925448
SH
DFND
1
1872841
0
52607
POTASH CORP SASK INC
COM
73755L107
846
41000
SH
DFND
1
41000
0
0
POTASH CORP SASK INC
COM
73755L107
6183
299400
SH
DFND
1
0
0
299400
POTLATCH CORP NEW
COM
737630103
3074
61600
SH
DFND
1
61600
0
0
PROCTER AND GAMBLE CO
COM
742718109
7463
81230
SH
DFND
1
81230
0
0
PROLOGIS INC
COM
74340W103
107831
1671539
SH
DFND
1
1419749
0
251790
PUBLIC STORAGE
COM
74460D109
149444
715044
SH
DFND
1
597040
0
118004
QTS RLTY TR INC
COM CL A
74736A103
154569
2853942
SH
DFND
1
2390925
0
463017
RAYONIER INC
COM
754907103
3163
100000
SH
DFND
1
100000
0
0
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
35047
1632379
SH
DFND
1
1553279
0
79100
RIO TINTO PLC
SPONSORED ADR
767204100
6595
124600
SH
DFND
1
0
0
124600
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
13760
201500
SH
DFND
1
99500
0
102000
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
154431
945342
SH
DFND
1
899842
0
45500
SL GREEN RLTY CORP
COM
78440X101
171294
1697161
SH
DFND
1
1424096
0
273065
STAG INDL INC
COM
85254J102
784
28700
SH
DFND
1
28700
0
0
SEMGROUP CORP
CL A
81663A105
17825
590237
SH
DFND
1
457604
0
132633
SEMPRA ENERGY
COM
816851109
97666
913446
SH
DFND
1
868746
0
44700
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
1686
56527
SH
DFND
1
0
0
56527
SIMON PPTY GROUP INC NEW
COM
828806109
591439
3443805
SH
DFND
1
2912894
0
530911
SOUTHCROSS ENERGY PARTNERS L
COM UNIT LTDPT
84130C100
357
211000
SH
DFND
1
0
0
211000
SOUTHWEST GAS HOLDINGS INC
COM
844895102
51258
636900
SH
DFND
1
617600
0
19300
SPECTRA ENERGY PARTNERS LP
COM
84756N109
167727
4241965
SH
DFND
1
3689343
0
552622
STATOIL ASA
SPONSORED ADR
85771P102
6887
321500
SH
DFND
1
0
0
321500
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
29625
1445112
SH
DFND
1
1291948
0
153164
SUNCOR ENERGY INC NEW
COM
867224107
5860
159050
SH
DFND
1
0
0
159050
SYSCO CORP
COM
871829107
789
13000
SH
DFND
1
13000
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
147413
2776132
SH
DFND
1
2415406
0
360726
TOTAL S A
SPONSORED ADR
89151E109
5724
103550
SH
DFND
1
0
0
103550
TANGER FACTORY OUTLET CTRS I
COM
875465106
11765
443800
SH
DFND
1
443800
0
0
TARGA RES CORP
COM
87612G101
312971
6463680
SH
DFND
1
5858015
0
605665
TAUBMAN CTRS INC
COM
876664103
82200
1256300
SH
DFND
1
1065300
0
191000
TEEKAY OFFSHORE PARTNERS L P
PARTNERSHIP UN
Y8565J101
413
175207
SH
DFND
1
175207
0
0
TRANSCANADA CORP
COM
89353D107
266527
5456443
SH
DFND
1
5105043
0
351400
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
29038
1755626
SH
DFND
1
1565953
0
189673
USD PARTNERS LP
COM UT REP LTD
903318103
10893
968235
SH
DFND
1
836971
0
131264
UNION PAC CORP
COM
907818108
2383
17770
SH
DFND
1
17770
0
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
1670
37538
SH
DFND
1
0
0
37538
VENTAS INC
COM
92276F100
152894
2547806
SH
DFND
1
2154725
0
393081
VERIZON COMMUNICATIONS INC
COM
92343V104
865
16350
SH
DFND
1
16350
0
0
VERMILION ENERGY INC
COM
923725105
1659
45500
SH
DFND
1
45500
0
0
VISTRA ENERGY CORP
COM
92840M102
729
39766
SH
DFND
1
39766
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
2294
61729
SH
DFND
1
0
0
61729
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
182523
3795446
SH
DFND
1
3348044
0
447402
WEYERHAEUSER CO
COM
962166104
8711
247058
SH
DFND
1
109548
0
137510
WILLIAMS COS INC DEL
COM
969457100
177450
5819952
SH
DFND
1
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0
233419
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
191359
4934468
SH
DFND
1
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0
602430
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98389B100
2702
56170
SH
DFND
1
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0
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Common Stock
36174X101
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SH
DFND
2
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0
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Common Stock
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DFND
2
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0
0
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COMMON
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150000
SH
DFND
3
150000
0
0
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COMMON
17878Y108
1365
500000
SH
DFND
3
500000
0
0
HC2 HLDGS INC
COMMON
404139107
3191
536373
SH
DFND
3
536373
0
0
JONES ENERGY INC
CL A COM
48019R108
2640
2400000
SH
DFND
3
2400000
0
0
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COMMON
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14140
293544
SH
DFND
3
293544
0
0
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COMMON
67011P100
2482
225000
SH
DFND
3
225000
0
0
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COMMON
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7931
295938
SH
DFND
3
295938
0
0
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COMMON
704551100
15342
389684
SH
DFND
3
389684
0
0
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COMMON
783754104
2548
245000
SH
DFND
3
245000
0
0
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COMMON
845467109
2232
400000
SH
DFND
3
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
96113
360000
SH
Put
DFND
3
360000
0
0
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COMMON
879433829
6950
250000
SH
DFND
3
250000
0
0
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COMMON
971375126
20305
1598830
SH
DFND
3
1598830
0
0
WILLSCOT CORP WTS
W EXP 09/16/2020
971375118
1584
1100000
SH
DFND
3
1100000
0
0
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Common Stock
39945F102
81819
6357660
SH
SOLE
4
0
0
0
MPLX LP
Common Stock
55336V100
5381
151692
SH
SOLE
4
0
0
0
PATTERN ENERGY GROUP INC.
Class A shares
70338P100
4515
210108
SH
SOLE
4
0
0
0
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COMMON STOCK
29250N105
23884
610686
SH
SOLE
4
0
0
0
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COMMON STOCK
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5328
258160
SH
SOLE
4
0
0
0
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COMMON SHARES
89346D107
83012
14007164
SH
DFND
4
14007164
0
0
Vistra Energy Corp
COM
92840M102
783376
42760701
SH
DFND
4
0
0
0
Vistra Energy Corp
COM
92840M102
432533
23609866
SH
DFND
0
0
0
Norbord Inc.
COM
65548P403
1177199
34787535
SH
DFND
0
0
0
PEABODY ENERGY CORPORATION
Class A
704551100
40740
1034808
SH
SOLE
0
0
0
BROOKFIELD PROPERTY PARTNERS LP
LP Units
G16249107
1117717
50438485
SH
SOLE
0
0
0
BROOKFIELD RENEWABLE PARTNERS LP
LP Units
G16258108
1957367
56068944
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP
LP Units
G16252101
11187
249645
SH
SOLE
0
0
0
BROOKFIELD BUSINESS PARTNERS LP
LP Units
G16234109
855552
24784250
SH
SOLE
0
0
0