0000950123-13-010330.txt : 20131216
0000950123-13-010330.hdr.sgml : 20131216
20131216163255
ACCESSION NUMBER: 0000950123-13-010330
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20131216
DATE AS OF CHANGE: 20131216
EFFECTIVENESS DATE: 20131216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 131279281
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
06-30-2013
06-30-2013
true
1
RESTATEMENT
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
CA
12-16-2013
2
191
19347357
false
1
028-13826
Brookfield Investment Management Inc.
2
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCESS MIDSTREAM PARTNERS LP
UNIT
00434L109
34517
72363
SH
DFND
1
55773
0
16590
ALTRIA GROUP INC
COM
02209S103
318
910
SH
DFND
1
910
0
0
AMERICAN REALTY CAPITAL PPTYS INC
COM
02917T104
12651
82900
SH
DFND
1
45180
0
37720
AMERICAN TOWER CORP
COM
03027X100
128569
175712
SH
DFND
1
154552
0
21160
AMERICAN WTR WKS CO INC NEW
COM
030420103
37152
90110
SH
DFND
1
78780
0
11330
AMERISOURCEBERGEN CORP
COM
03073E105
1069
1915
SH
DFND
1
1915
0
0
AMTRUST FINANCIAL SERVICES I
COM
032359309
885
2480
SH
DFND
1
2480
0
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
9648
60000
SH
DFND
1
31680
0
28320
AT&T INC
COM
00206R102
2960
8294
SH
DFND
1
8294
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
10800
28280
SH
DFND
1
21680
0
6600
AV HOMES INC
COM
00234P102
9405
53044
SH
DFND
1
27402
0
25642
AVALONBAY COMMUNITIES INC
COM
053484101
59617
44190
SH
DFND
1
28060
0
16130
B & G FOODS INC NEW
COM
05508R106
681
2000
SH
DFND
1
2000
0
0
BANK MONTREAL QUE
COM
063671101
319
550
SH
DFND
550
0
0
BANK N S HALIFAX
COM
064149107
348
650
SH
DFND
650
0
0
BANK OF AMERICA CORPORATION
COM
060505104
78055
564268
SH
DFND
1
564268
0
0
BANK OF AMERICA CORPORATION
*W EXP 10/26/201
060505153
347
45000
SH
DFND
1
45000
0
0
BASIC ENERGY SVCS INC NEW
COM
06985P100
3022
24994
SH
DFND
1
24994
0
0
BEAZER HOMES USA INC
COM NEW
07556Q881
29583
168853
SH
DFND
1
98410
0
70443
BRANDYWINE REALTY TRUST
SH BEN INT NEW
105368203
24749
183055
SH
DFND
1
134588
0
48467
BRE PROPERTIES INC
CL A
05564E106
49175
98310
SH
DFND
1
66440
0
31870
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
1144
2188
SH
DFND
1
2188
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
81763
309240
SH
DFND
1
193617
0
115623
BROOKDALE SR LIVING INC
COM
112463104
1639
6200
SH
DFND
0
0
6200
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
264209
1056412
SH
DFND
2
0
1056412
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1787
4893
SH
DFND
0
4893
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
4159368
24936256
SH
DFND
2
0
24936256
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
917545
4519927
SH
DFND
0
4519927
0
BROOKFIELD RENEWABLE ENRGY P
PARTNERSHIP UNIT
G16258108
1116753
4002699
SH
DFND
0
4002699
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
1797738
8149311
SH
DFND
0
8149311
0
CAMDEN PROPERTY TRUST
SH BEN INT
133131102
13330
19280
SH
DFND
1
10540
0
8740
CANADIAN NAT RES LTD
COM
136385101
170
600
SH
DFND
600
0
0
CARTER INC
COM
146229109
570
770
SH
DFND
1
770
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
284
400
SH
DFND
400
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1569
3733
SH
DFND
1
3733
0
0
CENTERPOINT ENERGY INC
COM
15189T107
4696
19990
SH
DFND
1
19990
0
0
CENTURYLINK INC
COM
156700106
1711
4776
SH
DFND
1
4776
0
0
CHAMBERS STREET PPTYS
COM
157842105
1814
18141
SH
DFND
1
9570
0
8571
CHEVRON CORP NEW
COM
166764100
947
800
SH
DFND
1
800
0
0
CHICAGO BRIDGE & IRON CO N V
NY REGISTRY SH
167250109
2476
4150
SH
DFND
1
4150
0
0
CITIGROUP INC
COM NEW
172967424
61999
129245
SH
DFND
0
129245
0
COCA COLA CO
COM
191216100
7039
17550
SH
DFND
1
17550
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
276
440
SH
DFND
1
440
0
0
CONSOLIDATED-TOMOKA LD CO
COM
210226106
9539
24997
SH
DFND
1
14038
0
10960
COOPER COS INC
COM NEW
216648402
845
710
SH
DFND
1
710
0
0
CORENERGY INFRASTRUCTURE TRUST
COM
21870U205
3132
45000
SH
DFND
1
45000
0
0
CROWN CASTLE INTERNATIONAL COR
COM
228227104
100901
139385
SH
DFND
1
123895
0
15490
DDR CORP
COM
23317H102
6147
36917
SH
DFND
1
0
0
36917
DIAGEO P L C
SPON ADR NEW
25243Q205
569
495
SH
DFND
1
495
0
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
30635
328697
SH
DFND
1
225432
0
103264
DIANA SHIPPING INC
COM
Y2066G104
502
5000
SH
DFND
0
0
5000
DIGITAL REALTY TRUST INC
COM
253868103
35745
58598
SH
DFND
1
37380
0
21218
DISCOVERY COMMUNICATIONS NEW
COM SER C
25470F302
1095
1570
SH
DFND
1
1570
0
0
DOUGLAS EMMETT INC
COM
25960P109
47784
191518
SH
DFND
1
123458
0
68060
DUNKIN BRANDS GROUP INC
COM
265504100
664
1550
SH
DFND
1
1550
0
0
DUPONT FABROS TECHNOLOGY INC
COM
26613Q106
48956
202715
SH
DFND
1
128810
0
73905
EMERGE ENERGY SERVICES LP
COM REP PARTN
29102H108
3020
14420
SH
DFND
1
14420
0
0
EMERITUS CORP
COM
291005106
12812
55270
SH
DFND
1
30190
0
25080
ENBRIDGE ENERGY MANAGEMENT LLC
SHS UNITS LLI
29250X103
5563
18373
SH
DFND
1
18373
0
0
ENBRIDGE INC
COM
29250N105
467
1110
SH
DFND
1110
0
0
ENERGY TRANSFER EQUITY LP
COM UT LTD PARTN
29273V100
34465
57614
SH
DFND
1
45574
0
12040
ENERGY TRANSFER PRTNERS LP
UNIT LTD PARTN
29273R109
6171
12210
SH
DFND
1
12210
0
0
ENTERPRISE PRODS PARTNERS LP
COM
293792107
38741
62334
SH
DFND
1
48004
0
14330
EPR PPTYS
PFD C CNV 5.75%
26884U208
7663
33390
SH
DFND
1
33390
0
0
EPR PPTYS
CONV PFD 9% SR E
26884U307
6653
20790
SH
DFND
1
20790
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
18793
38470
SH
DFND
1
31370
0
7100
EQUITY LIFESTYLE PPTYS IN
COM
29472R108
25059
31886
SH
DFND
1
21646
0
10240
EQUITY RESIDENTIAL
SH BEN INT
29476L107
168775
290690
SH
DFND
1
184030
0
106660
ESSEX PPTY TR INC
COM
297178105
40938
25760
SH
DFND
1
17740
0
8020
EV ENERGY PARTNERS LP
COM UNITS
26926V107
9012
24115
SH
DFND
1
20035
0
4080
EXTERRAN PARTNERS LP
COM UNITS
30225N105
9730
32230
SH
DFND
1
32230
0
0
FAMILY DLR STRORES INC
COM
307000109
667
1070
SH
DFND
1
1070
0
0
FISERV INC
COM
337738108
953
1090
SH
DFND
1
1090
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
4035
98459
SH
DFND
1
98459
0
0
GENERAL ELECTRIC CO
COM
369604103
2321
10010
SH
DFND
1
10010
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
6899315
35766276
SH
DFND
2
35766276
0
0
GENERAL MLS INC
COM
370334104
6294
12970
SH
DFND
1
12970
0
0
GENERAL MTRS CO
COM
37045V100
21557
64716
SH
DFND
1
64716
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1043
4345
SH
DFND
1
4345
0
0
GENERAL MTRS CO
*W EXP 07/10/202
37045V126
710
4345
SH
DFND
1
4345
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
981
6000
SH
DFND
0
0
6000
GRAINGER W W INC
COM
384802104
915
363
SH
DFND
1
363
0
0
HALLIBURTON CO
COM
406216101
10826
25950
SH
DFND
0
25950
0
HCP INC
COM
40414L109
827
1820
SH
DFND
1
1820
0
0
HIGHWOODS PPTYS INC
COM
431284108
52820
148330
SH
DFND
1
97340
0
50990
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
5154
21500
SH
DFND
1
21500
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
59276
351370
SH
DFND
1
207000
0
144370
HUNTSMAN CORP
COM
447011107
3646
13548
SH
DFND
1
13548
0
0
INERGY LP
UNIT LTD PTNR
456615103
21593
134786
SH
DFND
1
107636
0
27150
IRON MTN INC
COM
462846106
107392
403519
SH
DFND
1
254572
0
148947
ISHARES TR
CORE S&P500 ETF
464287200
2511
1561
SH
DFND
1
1561
0
0
ISHARES TR
MSCI EMERG ETF
464287234
6605
17155
SH
DFND
1
17155
0
0
ISHARES TR
S&P500 GRW
464287309
1013
1206
SH
DFND
1
1206
0
0
ISHARES TR
S&P 500 VALUE
464287408
690
910
SH
DFND
1
910
0
0
ISHARES TR
MSCI EAFE INDEX
464287465
7828
13662
SH
DFND
1
13662
0
0
ISHARES TR
RUSSELL MIDCAP
464287499
19875
15301
SH
DFND
1
15301
0
0
ISHARES TR
CORE S&P MCO ETF
464287507
3169
2743
SH
DFND
1
2743
0
0
ISHARES TR
RUSSELL 1000
464287622
1671
1858
SH
DFND
1
1858
0
0
ISHARES TR
RUSSELL 2000
464287655
10320
10639
SH
DFND
1
10639
0
0
ISHARES TR
S&P SMLCP VALU
464287879
1791
1917
SH
DFND
1
1917
0
0
ISHARES TR
S&P SMLCP GROW
464287887
1859
1920
SH
DFND
1
1920
0
0
ISHARES TR
MSCI VAL IDX
464288877
227
470
SH
DFND
1
470
0
0
ISHARES TR
MSCI GRW IDX
464288885
249
404
SH
DFND
1
404
0
0
ISHARES TR
HGH DIV EQT FD
46429B663
299
451
SH
DFND
1
451
0
0
ISTAR FINANCIAL INC
COM
45031U101
5185
45923
SH
DFND
1
25120
0
20803
JOHNSON & JOHNSON
COM
478160104
6582
7666
SH
DFND
1
7666
0
0
JPMORGAN & CO
COM
46625H100
38563
73050
SH
DFND
1
73050
0
0
JPMORGAN & CO
*W EXP 10/28/201
46634E114
1560
10000
SH
DFND
1
10000
0
0
JUST ENERGY GROUP INC
COM
48213W101
199
3337
SH
DFND
3337
0
0
KBR INC
COM
48242W106
975
3000
SH
DFND
1
3000
0
0
KELLOGG CO
COM
487836108
6302
9812
SH
DFND
1
9812
0
0
KINDER MORGAN INC DEL
COM
49456B101
2205
5780
SH
DFND
1
5780
0
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
11248
13456
SH
DFND
1
13456
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
527
2290
SH
DFND
1
2290
0
0
LIBERTY PROPERTY TRUST
SH BEN INT
531172104
62110
168047
SH
DFND
1
99840
0
68207
LOCKHEED MARTIN CORP
COM
539830109
1020
940
SH
DFND
1
940
0
0
LOWES COS INC
COM
548661107
1690
4150
SH
DFND
0
0
4150
MARKWEST ENERGY PARTNERS LP
UNIT LTD PARTN
570759100
27291
40824
SH
DFND
1
31234
0
9590
MASTERCARD INC
CL A
57636Q104
715
125
SH
DFND
1
125
0
0
MCDONALDS CORP
COM
580135101
8749
8838
SH
DFND
1
8838
0
0
MERCK & CO INC NEW
COM
58933Y105
2053
4420
SH
DFND
1
4420
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
18351
124160
SH
DFND
1
66250
0
57910
MICROSOFT CORP
COM
594918104
8830
25570
SH
DFND
1
25570
0
0
MID-AMERICA APT CMNTYS INC
COM
59522J103
12754
18820
SH
DFND
1
10290
0
8530
MONDELEZ INTL INC
CL A
609207105
6184
21675
SH
DFND
1
21675
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1022
1770
SH
DFND
1
1770
0
0
MPLX LP
COM UNT REP LTD
55336V100
16879
45855
SH
DFND
1
37475
0
8380
NATIONAL GRID PLC
SPON ADR NEW
636274300
8784
15500
SH
DFND
1
15500
0
0
NEWS CORP
CL A
65248E104
302
1980
SH
DFND
1
1980
0
0
NIKE INC
CL B
654106103
255
400
SH
DFND
1
400
0
0
NISOURCE INC
COM
65473P105
55052
192220
SH
DFND
1
170310
0
21910
NORTH AMERIN ENERGY PARTNERS
COM
656844107
2985
70570
SH
DFND
1
70570
0
0
NORTHEAST UTILS
COM
664397106
64707
153992
SH
DFND
1
139532
0
14460
NUSTAR ENERGY LP
UNIT COM
67058H102
6542
14330
SH
DFND
1
14330
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
2178
8150
SH
DFND
1
8150
0
0
OCWEN FINL CORP
COM NEW
675746309
2061
5000
SH
DFND
1
5000
0
0
ONEOK INC
COM
682680103
65583
158758
SH
DFND
1
136948
0
21810
ORACLE CORP
COM
68389X105
356
1160
SH
DFND
1
1160
0
0
PAA NAT GAS STORAGE LP
COM UNIT LTD
693139107
3667
17430
SH
DFND
1
17430
0
0
PARKWAY PPTYS INC
COM
70159Q104
6111
36460
SH
DFND
1
19870
0
16590
PATTERSON UTI ENERGY INC
COM
703481101
774
4000
SH
DFND
1
4000
0
0
PEMBINA PIPELINE CORP
COM
706327103
45908
150003
SH
DFND
1
135023
0
14980
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
25482
134970
SH
DFND
1
79750
0
55220
PEPSICO INC
COM
713448108
573
700
SH
DFND
1
700
0
0
PHILIP MORRIS INTL INC
COM
718172109
7822
9030
SH
DFND
1
9030
0
0
PRAXAIR INC
COM
74005P104
386
335
SH
DFND
1
335
0
0
PROCTER & GAMBLE CO
COM
742718109
6254
8123
SH
DFND
1
8123
0
0
PS BUSINESS PKS INC CALIF
COM
69360J107
24631
34129
SH
DFND
1
22999
0
11130
PUBLIC STORAGE
COM
74460D109
94245
61465
SH
DFND
1
32938
0
28527
QEP RESOURCES INC.
COM
74733V100
942
3390
SH
DFND
1
3390
0
0
RAYONIER INC
COM
754907103
26894
48553
SH
DFND
1
30703
0
17850
ROUSE PPTYS INC
COM
779287101
547029
2658060
SH
DFND
2
2658060
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
924
1600
SH
DFND
1600
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
8804
13090
SH
DFND
1
13090
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
1144
3680
SH
DFND
1
3680
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
69972
94404
SH
DFND
1
84774
0
9630
SEMGROUP CORP
CL A
81663A105
50241
93280
SH
DFND
1
81690
0
11590
SEMPRA ENERGY
COM
816851109
100147
122489
SH
DFND
1
108019
0
14470
SIMON PPTY GROUP INC
COM
828806109
138030
87405
SH
DFND
1
59520
0
27885
SL GREEN REALTY CORP
COM
78440X101
104642
118655
SH
DFND
1
74530
0
44125
SOUTHERN CO
COM
842587107
2407
5455
SH
DFND
1
5455
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
25858
16119
SH
DFND
1
16119
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5394
3334
SH
DFND
1
3334
0
0
SPECTRA ENERGY CORP
COM
847560109
134583
390549
SH
DFND
1
344679
0
45870
STANDARD PACIFIC CORP
COM
85375C101
11048
132630
SH
DFND
1
71940
0
60690
STARWOOD HOTELS & RESORTS WORL
COM
85590A401
41143
65110
SH
DFND
1
41750
0
23360
STRATEGIC HOTELS & RESORTS INC
COM
86272T106
12741
143805
SH
DFND
1
78550
0
65255
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
2312
6770
SH
DFND
1
6770
0
0
SUN LIFE FINL INC
COM
866796105
5953
19110
SH
DFND
1
19110
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
3300
12720
SH
DFND
1
12720
0
0
TARGA RESOURCES CORP
COM
87612G101
30795
47870
SH
DFND
1
42120
0
5750
TECK RESOURCES LTD
CL B
878742204
1167
5460
SH
DFND
1
5460
0
0
TEEKAY CORP
COM
Y8564W103
40736
100261
SH
DFND
1
88431
0
11830
TESORO LOGISTICS LP
COM UNIT LP
88160T107
5363
8870
SH
DFND
1
6730
0
2140
THE WILLIAMS COMPANIES, INC.
COM
969457100
102284
315010
SH
DFND
1
277540
0
37470
TORONTO DOMINION BK ONT
COM NEW
891160509
426
530
SH
DFND
530
0
0
TRANSCANADA CORP
COM
89353D107
137498
319408
SH
DFND
1
282808
0
36600
TRANSCANADA CORP
COM
89353D107
86
200
SH
DFND
200
0
0
TRI POINTE HOMES LLC
COM
87265H109
10068
60722
SH
DFND
1
31790
0
28932
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
11062
16650
SH
DFND
1
16650
0
0
UDR INC
COM
902653104
31447
123370
SH
DFND
1
81650
0
41720
UNION PACIFIC CORP
COM
907818108
72234
46820
SH
DFND
1
41070
0
5750
VENTAS INC
COM
92276F100
37224
53590
SH
DFND
1
36240
0
17350
VERIZON COMMUNICATIONS INC
COM
92343V104
378
750
SH
DFND
1
750
0
0
WAL-MART STORES INC
COM
931142103
223
300
SH
DFND
1
300
0
0
WEYERHAEUSER CO
COM
962166104
31048
108980
SH
DFND
1
60840
0
48140
WILLIAMS PARTNERS LP
COM UNIT L P
96950F104
1930
3740
SH
DFND
1
3740
0
0
WINDSTREAM CORP
COM
97381W104
423
5490
SH
DFND
1
5490
0
0
WYNN RESORTS LTD
COM
983134107
6488
5070
SH
DFND
1
5070
0
0
YUM BRANDS INC
COM
988498101
1019
1470
SH
DFND
1
1470
0
0
ZILLOW INC
CL A
98954A107
794
1410
SH
DFND
1
1410
0
0