0000950123-13-009999.txt : 20131121
0000950123-13-009999.hdr.sgml : 20131121
20131121133238
ACCESSION NUMBER: 0000950123-13-009999
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131121
DATE AS OF CHANGE: 20131121
EFFECTIVENESS DATE: 20131121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC.
CENTRAL INDEX KEY: 0001001085
STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14349
FILM NUMBER: 131234915
BUSINESS ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300
STREET 2: PO BOX 762
CITY: TORONTO
STATE: A6
ZIP: A6 M5J2T3
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN CORP/
DATE OF NAME CHANGE: 20010321
FORMER COMPANY:
FORMER CONFORMED NAME: EDPERBRASCAN CORP
DATE OF NAME CHANGE: 19970904
FORMER COMPANY:
FORMER CONFORMED NAME: BRASCAN LTD
DATE OF NAME CHANGE: 19950919
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001001085
XXXXXXXX
09-30-2013
09-30-2013
true
1
RESTATEMENT
Brookfield Asset Management Inc.
BROOKFIELD PLACE, 181 BAY ST, STE 300
PO BOX 762
TORONTO
A6
A6 M5J2T3
13F HOLDINGS REPORT
028-14349
N
A.J. Silber
Vice President, Legal Affairs
416-417-7272
/s/ A.J. Silber
Toronto
A6
11-20-2013
2
156
19375978
false
1
028-13826
Brookfield Investment Management Inc.
2
028-14362
Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
Access Midstream Partners LP U
UNIT
00434L109
49168
918334
SH
DFND
1
758334
0
160000
AGRIUM INC
COM
008916108
185
2200
SH
DFND
2200
0
0
Alexander's Inc
COM
014752109
2231
6933
SH
DFND
1
0
0
6933
American Realty Capital Proper
COM
02917T104
3551
267627
SH
DFND
1
160527
0
107100
American Tower Corp
COM
03027X100
208581
2628624
SH
DFND
1
2345524
0
283100
Associated Estates Realty Corp
COM
045604105
26278
1713054
SH
DFND
1
1030354
0
682700
AT&T Inc
COM
00206R102
2739
80985
SH
DFND
1
80985
0
0
AvalonBay Communities Inc
COM
053484101
91397
730886
SH
DFND
1
468486
0
262400
B&G Foods Inc
COM
05508R106
691
20000
SH
DFND
1
20000
0
0
BANK MONTREAL QUE
COM
063671101
368
5500
SH
DFND
5500
0
0
BANK N S HALIFAX
COM
064149107
373
6500
SH
DFND
6500
0
0
Bank of America Corp
COM
060505104
71532
5183500
SH
DFND
1
5183500
0
0
Bank of America Corp
*W EXP 10/28/201
060505153
355
450000
SH
DFND
1
450000
0
0
Barrick Gold Corp
COM
067901108
1214
65200
SH
DFND
1
65200
0
0
Basic Energy Services Inc
COM
06985P100
3159
249936
SH
DFND
1
249936
0
0
Beazer Homes USA Inc
COM NEW
07556Q881
16730
921984
SH
DFND
1
573104
0
0
Blackberry Ltd
COM
09228F103
278
35000
SH
DFND
1
35000
0
0
BP PLC
SPONSORED ADR
055622104
12288
292418
SH
DFND
1
292418
0
0
BRE Properties Inc
CL A
05564E106
50033
916194
SH
DFND
1
560594
0
355600
BreitBurn Energy Partners LP
COM UT LTD PTN
106776107
240
13075
SH
DFND
1
13075
0
0
British American Tobacco PLC
SPONSORED ADR
110448107
925
8800
SH
DFND
1
8800
0
0
BROOKDALE SR LIVING INC
COM
112463104
1631
62000
SH
DFND
62000
0
0
BROOKFIELD CDA OFFICE PPTYS
TR UNIT
112823109
268857
10564117
SH
DFND
10564117
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
1860
48930
SH
DFND
48930
0
0
BROOKFIELD OFFICE PPTYS INC
COM
112900105
4755344
249362561
SH
DFND
249362561
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
875962
45199271
SH
DFND
45199271
0
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
1875971
81493112
SH
DFND
81493112
0
0
Camden Property Trust
SH BEN INT
133131102
56589
881446
SH
DFND
1
561600
0
319846
CANADIAN NAT RES LTD
COM
136385101
189
6000
SH
DFND
6000
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
319
4000
SH
DFND
4000
0
0
CenturyLink Inc
COM
156700106
1438
45820
SH
DFND
1
45820
0
0
Chevron Corp
COM
166764100
972
8000
SH
DFND
1
8000
0
0
Chicago Bridge & Iron Co NV
COM
167250109
2812
41500
SH
DFND
1
41500
0
0
Cia de Saneamento Basico do Es
SPONSORED ADR
20441A102
40693
3835300
SH
DFND
1
3386000
0
449300
Coca-Cola Co/The
COM
191216100
6129
161800
SH
DFND
1
161800
0
0
ConocoPhillips
COM
20825C104
521
7500
SH
DFND
1
7500
0
0
Consolidated-Tomoka Land Co
COM
210226106
6739
179610
SH
DFND
1
97528
0
82082
CorEnergy Infrastructure Trust
COM
21870U205
2882
412900
SH
DFND
1
412900
0
0
Corporate Office Properties Tr
SH BEN INT
22002T108
15717
638900
SH
DFND
1
398500
0
240400
Crosstex Energy LP
COM
22765U102
14370
566800
SH
DFND
1
566800
0
0
Crown Castle International Cor
COM
228227104
130100
1711390
SH
DFND
1
1517190
0
194200
CVR Refining LP
COMUNIT REP LT
12663P107
2526
103800
SH
DFND
1
103800
0
0
DIANA SHIPPING INC
COM
Y2066G104
604
50000
SH
DFND
50000
0
0
Douglas Emmett Inc
COM
25960P109
94985
3810054
SH
DFND
1
2394554
0
1415500
DuPont Fabros Technology Inc
COM
26613Q106
39313
1582008
SH
DFND
1
1003074
0
578934
Emerge Energy Services LP
COM REP PARTN
29102H108
10430
274900
SH
DFND
1
274900
0
0
Emeritus Corp
COM
291005106
20214
1054999
SH
DFND
1
751600
0
303399
Enbridge Energy Management LLC
SHS UNITS LLI
29250X103
12290
430920
SH
DFND
1
430920
0
0
ENBRIDGE INC
COM
29250N105
559
13400
SH
DFND
13400
0
0
Enbridge Inc
COM
29250N105
4920
113400
SH
DFND
1
113400
0
0
Energy Transfer Equity LP
COM UT LTD PTN
29273V100
47492
702641
SH
DFND
1
589941
0
112700
Energy Transfer Prtners LP
UNIT LTD PARTN
29273R109
6468
122100
SH
DFND
1
122100
0
0
Enterprise Prods Partners LP
COM
293792107
50582
799341
SH
DFND
1
626841
0
172500
EPR PPTYS
CONV PFD 9% SR E
26884U307
6073
207898
SH
DFND
1
207898
0
0
EQT Midstream Partners LP
UNIT LTD PARTN
26885B100
28173
535301
SH
DFND
1
435601
0
99700
Equity Lifestyle Properties In
COM
29472R108
34926
919348
SH
DFND
1
589348
0
330000
Equity Residential
SH BEN INT
29476L107
176789
3376407
SH
DFND
1
2139707
0
1236700
Essex Property Trust Inc
COM
297178105
75249
467388
SH
DFND
1
293041
0
174347
EV Energy Partners LP
COM UNITS
26926V107
38110
1034750
SH
DFND
1
926950
0
107800
Exterran Partners LP
COM UNITS
30225N105
10004
322300
SH
DFND
1
322300
0
0
Frontier Communications Corp
COM
35906A108
3966
951086
SH
DFND
1
951086
0
0
General Electric Co
COM
369604103
1196
100100
SH
DFND
1
100100
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
6899315
357662764
SH
DFND
2
357662764
0
0
General MLS Inc
COM
370334104
6215
129696
SH
DFND
1
129696
0
0
General Motors Co
COM
37045V100
23278
647164
SH
DFND
1
647164
0
0
General Motors Co
*W EXP 07/10/201
37045V118
1148
43447
SH
DFND
1
43447
0
0
General Motors Co
*W EXP 07/10/202
37045V126
808
43447
SH
DFND
1
43447
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1116
60000
SH
DFND
60000
0
0
Halliburton Co
COM
406216101
12495
259500
SH
DFND
1
259500
0
0
HCP Inc
COM
40414L109
62104
1496733
SH
DFND
1
975733
0
521000
Highwoods Properties Inc
COM
431284108
110474
2862023
SH
DFND
1
1789015
0
1073008
Home Loan Servicing Solutions
ORD SHS
G6648D109
4732
215000
SH
DFND
1
215000
0
0
Host Hotels & Resorts Inc
COM
44107P104
42702
2302013
SH
DFND
1
1450713
0
851300
Hyatt Hotels Corp
COM CL A
448579102
29869
627509
SH
DFND
1
400609
0
226900
Iron Mountain Inc
COM
462846106
118451
4462214
SH
DFND
1
2809245
0
1652969
iShares
CORE S&P500 ETF
464287200
2636
15607
SH
DFND
1
15607
0
0
iShares
MSCI EMG MKT ETF
464287234
6008
147425
SH
DFND
1
147425
0
0
iShares
S&P 500 GRWT ETF
464287309
1078
12059
SH
DFND
1
12059
0
0
iShares
S&P 500 VAL ETF
464287408
713
9103
SH
DFND
1
9103
0
0
iShares
MSCI EAFE ETF
464287465
8078
126620
SH
DFND
1
126620
0
0
iShares
RUS MID-CAP ETF
464287499
18123
130314
SH
DFND
1
130314
0
0
iShares
CORE S&P MCP ETF
464287507
3406
27433
SH
DFND
1
27433
0
0
iShares
RUS 1000 ETF
464287622
1750
18582
SH
DFND
1
18582
0
0
iShares
RUSSELL 2000 ETF
464287655
9562
89693
SH
DFND
1
89693
0
0
iShares
SP SMCP600VL ETF
464287879
1959
19167
SH
DFND
1
19167
0
0
iShares
SP SMCP600GR ETF
464287887
2080
19199
SH
DFND
1
19199
0
0
iShares
EAFE VALUE ETF
464288877
256
4699
SH
DFND
1
4699
0
0
iShares
EAFE GRWTH ETF
464288885
275
4037
SH
DFND
1
4037
0
0
ITC Holdings Corp
COM
465685105
1127
11200
SH
DFND
1
11200
0
0
JC Penney Co Inc
COM
708160106
9510
1268000
SH
DFND
1
1268000
0
0
Johnson & Johnson
COM
478160104
6645
76656
SH
DFND
1
76656
0
0
JPMorgan Chase & Co
COM
46625H100
38721
749100
SH
DFND
1
749100
0
0
JPMorgan Chase & Co
*W EXP 10/28/201
46634E114
1676
100000
SH
DFND
1
100000
0
0
JUST ENERGY GROUP INC
COM
48213W101
213
33368
SH
DFND
33368
0
0
KBR Inc
COM
48242W106
979
30000
SH
DFND
1
30000
0
0
Kellogg Co
COM
487836108
5764
98120
SH
DFND
1
98120
0
0
Kinder Morgan Inc/DE
COM
49456B101
2056
57800
SH
DFND
1
57800
0
0
Liberty Property Trust
SH BEN INT
531172104
76097
2046165
SH
DFND
1
1229496
0
816669
LOWES COS INC
COM
548661107
1976
41500
SH
DFND
41500
0
0
LRR Energy LP
COM
50214A104
3940
239100
SH
DFND
1
239100
0
0
Mack-Cali Realty Corp
COM
554489104
61491
2990801
SH
DFND
1
1812300
0
1178501
Markwest Energy Partners LP
UNIT LTD PARTN
570759100
40025
538844
SH
DFND
1
445544
0
93300
Marlin Midstream Partners LP
COM UTLTD PTN IN
57118V100
1816
100000
SH
DFND
1
100000
0
0
McDonald's Corp
COM
580135101
7096
73750
SH
DFND
1
73750
0
0
Merck & Co Inc
COM
58933Y105
2104
44200
SH
DFND
1
44200
0
0
MGM Resorts International
COM
552953101
14737
773996
SH
DFND
1
481900
0
292096
Microsoft Corp
COM
594918104
7489
224895
SH
DFND
1
224895
0
0
Mid-America Apartment Communit
COM
59522J103
103514
1558942
SH
DFND
1
986242
0
572700
Mondelez International Inc
CL A
609207105
6808
216750
SH
DFND
1
216750
0
0
MPLX LP
COM UNIT REP LTD
55336V100
26132
709349
SH
DFND
1
601549
0
107800
National Grid PLC
SPON ADR NEW
636274300
16035
254800
SH
DFND
1
254800
0
0
NextEra Energy Inc
COM
65339F101
780
9200
SH
DFND
1
9200
0
0
Niska Gas Storage Partners LLC
UNIT LTD LIABI
654678101
193
12500
SH
DFND
1
12500
0
0
NiSource Inc
COM
65473P105
62974
1997900
SH
DFND
1
1782500
0
215400
North American Energy Partners
COM
656844107
3846
705698
SH
DFND
1
705698
0
0
Northeast Utilities
COM
664397106
82727
1928816
SH
DFND
1
1732216
0
196600
NRG Yield Inc
COM CL A
62942X108
926
26136
SH
DFND
1
26136
0
0
NuStar Energy LP
UNIT COM
67058H102
1656
38400
SH
DFND
1
38400
0
0
Ocwen Financial Corp
COM NEW
675746309
2789
50000
SH
DFND
1
50000
0
0
Oneok Inc
COM
682680103
94648
1675183
SH
DFND
1
1476983
0
198200
PAA Natural Gas Storage LP
COM UNIT LTD
693139107
3971
174300
SH
DFND
1
174300
0
0
Patterson-UTI Energy Inc
COM
703481101
855
40000
SH
DFND
1
40000
0
0
Pembina Pipeline Corp
COM
706327103
63452
1934432
SH
DFND
1
725988
0
725988
Philip Morris International In
COM
718172109
7818
90300
SH
DFND
1
90300
0
0
Phillips 66 Partners LP
COM UNIT REP INT
718549207
4670
139000
SH
DFND
1
106200
0
32800
Post Properties Inc
COM
737464107
1020
22300
SH
DFND
1
22300
0
0
Procter & Gamble Co/The
COM
742718109
6141
81230
SH
DFND
1
81230
0
0
Public Storage
COM
74460D109
1927
12000
SH
DFND
1
12000
0
0
QEP Midstream Partners LP
COM UNIT RP LTD
74735R115
589
25700
SH
DFND
1
25700
0
0
ROUSE PPTYS INC
COM
779287101
547029
26580603
SH
DFND
2
26580603
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
1027
16000
SH
DFND
16000
0
0
Royal Dutch Shell PLC
SPON ADR B
780259107
9016
130900
SH
DFND
1
130900
0
0
SBA Communications Corp
COM
78388J106
97522
1115943
SH
DFND
1
999343
0
116600
SemGroup Corp
CL A
81663A105
62347
1032400
SH
DFND
1
901800
0
130600
Sempra Energy
COM
816851109
133191
1461393
SH
DFND
1
1313893
0
147500
Simon Property Group Inc
COM
828806109
188557
1220040
SH
DFND
1
794394
0
425646
SL Green Realty Corp
COM
78440X101
90079
952514
SH
DFND
1
604263
0
348251
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
23965
142641
SH
DFND
1
142641
0
0
SPDR S&P MidCap 400 ETF Trust
UTSER1 & S&PCRP
78467Y107
3483
15390
SH
DFND
1
15390
0
0
Spectra Energy Corp
COM
847560109
171056
4810185
SH
DFND
1
4312085
0
498100
Starwood Hotels & Resorts Worl
COM
85590A401
17081
232013
SH
DFND
1
162813
0
69200
Strategic Hotels & Resorts Inc
COM
86272T106
13233
1521006
SH
DFND
1
892400
0
628606
Sun Life Financial Inc
COM
866796105
6102
191100
SH
DFND
1
191100
0
0
Superior Energy Services Inc
COM
868157108
3185
127200
SH
DFND
1
127200
0
0
Targa Resources Corp
COM
87612G101
49987
644500
SH
DFND
1
586500
0
58000
The Williams Companies, Inc.
COM
969457100
124142
3476381
SH
DFND
1
3151481
0
324900
TORONTO DOMINION BK ONT
COM NEW
891160509
477
5300
SH
DFND
5300
0
0
TRANSCANADA CORP
COM
89353D107
176
4000
SH
DFND
4000
0
0
TransCanada Corp
COM
89353D107
185469
4116180
SH
DFND
1
3668780
0
447400
TRW Automotive Holdings Corp
COM
87264S106
11873
166500
SH
DFND
1
166500
0
0
Union Pacific Corp
COM
907818108
114716
757700
SH
DFND
1
680100
0
77600
Ventas Inc
COM
92276F100
74509
1142079
SH
DFND
1
725079
0
417000
Verizon Communications Inc
COM
92343V104
350
7500
SH
DFND
1
7500
0
0
Weyerhaeuser Co
COM
962166104
33931
1115588
SH
DFND
1
643488
0
472100
Windstream Holdings Inc
COM
97382A101
439
54900
SH
DFND
1
54900
0
0
Zillow Inc
CL A
98954A107
1189
14100
SH
DFND
1
14100
0
0