1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
SunOpta Inc.
[ STKL ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 05/17/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
BROOKFIELD PLACE, SUITE 300 |
181 BAY ST. P.O. BOX 762 |
(Street)
TORONTO, ONTARIO |
A6 |
M5J 2T3 |
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
1. Name and Address of Reporting Person*
C/O OAKTREE CAPITAL MANAGEMENT, L.P. |
333 SOUTH GRAND AVENUE, 28TH FLOOR |
(Street)
Relationship of Reporting Person(s) to Issuer
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
|
|
|
|
OAKTREE HUNTINGTON INVESTMENT FUND II, LP. By: OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P. Its: GP, By: OAKTREE FUND GP, LLC, its GP, By: Oaktree Fund GP I, L.P. Its: Managing Member, By: /s/ Ting He, Authorized Signatory |
05/19/2021 |
|
OAKTREE HUNTINGTON INVESTMENT FUND II GP, L.P. Its: GP, By: OAKTREE FUND GP, LLC, its GP, By: Oaktree Fund GP I, L.P. Its: Managing Member, By: /s/ Ting He, Authorized Signatory |
05/19/2021 |
|
OAKTREE FUND GP, LLC By: Oaktree Fund GP I, L.P. Its: Managing Member By: /s/ Ting He, Authorized Signatory |
05/19/2021 |
|
OAKTREE FUND GP I, L.P. By: /s/ Ting He, Authorized Signatory |
05/19/2021 |
|
OAKTREE CAPITAL I, L.P. By: /s/ Ting He, Senior Vice President |
05/19/2021 |
|
OCM HOLDINGS I, LLC By: /s/ Ting He, Senior Vice President |
05/19/2021 |
|
OAKTREE HOLDINGS, LLC By: /s/ Ting He, Senior Vice President |
05/19/2021 |
|
OAKTREE CAPITAL GROUP, LLC By: Oaktree Capital Group Holdings GP, LLC Its: Manager By: /s/ Ting He, Senior Vice President |
05/19/2021 |
|
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC By: /s/ Ting He, Senior Vice President |
05/19/2021 |
|
BROOKFIELD ASSET MANAGEMENT INC. By: /s/ Kathy Sarpash, Senior Vice President, Legal & Regulatory |
05/19/2021 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |