-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AdRuZ+xYM7IeCjBB9B6TruSE2O1yyvQlS2x+V/sdpIIGGY2qaR9fzr/TH4Qgl8gP xYzw5RdeUarkUvXegD5LLg== 0001344649-07-000003.txt : 20071113 0001344649-07-000003.hdr.sgml : 20071112 20071113205423 ACCESSION NUMBER: 0001344649-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071109 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECHOSTAR COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001001082 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 880336997 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037231000 MAIL ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ergen 2005 Five Year GRAT dated November 9 2005 CENTRAL INDEX KEY: 0001344640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26176 FILM NUMBER: 071240527 BUSINESS ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-723-1000 MAIL ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ergen 2005 Three Year GRAT dated November 9 2005 CENTRAL INDEX KEY: 0001344650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26176 FILM NUMBER: 071240528 BUSINESS ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-723-1000 MAIL ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ergen 2005 Two Year GRAT dated November 9 2005 CENTRAL INDEX KEY: 0001344649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26176 FILM NUMBER: 071240529 BUSINESS ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-723-1000 MAIL ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ergen 2005 Four Year GRAT dated November 9 2005 CENTRAL INDEX KEY: 0001344639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26176 FILM NUMBER: 071240530 BUSINESS ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-723-1000 MAIL ADDRESS: STREET 1: ECHOSTAR COMMUNICATIONS CORPORATION STREET 2: 9601 SOUTH MERIDIAN BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-09 0001001082 ECHOSTAR COMMUNICATIONS CORP DISH 0001344649 Ergen 2005 Two Year GRAT dated November 9 2005 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 0 0 1 1 Joint Filing Group 0001344650 Ergen 2005 Three Year GRAT dated November 9 2005 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 0 0 1 1 Joint Filing Group 0001344639 Ergen 2005 Four Year GRAT dated November 9 2005 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 0 0 1 1 Joint Filing Group 0001344640 Ergen 2005 Five Year GRAT dated November 9 2005 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 0 0 1 1 Joint Filing Group Class B Common Stock 2007-11-09 5 G 0 8137739 D Class A Common Stock 8137739 0 D Class B Common Stock 2007-11-09 5 G 0 2418459 D Class A Common Stock 2418459 7371275 D Class B Common Stock 2007-11-09 5 G 0 1687908 D Class A Common Stock 1687908 8920524 D Class B Common Stock 2007-11-09 5 G 0 1254750 D Class A Common Stock 1254750 9839104 D On November 9, 2005, Charles W. Ergen established four Grantor Retained Annuity Trusts ("GRATs"), contributing 12,500,000 Class B shares to each, resulting in the transfer of a total of 50,000,000 Class B shares. Each GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. Pursuant to the terms of the Ergen Two-Year GRAT, 3,892,588 shares were distributed as an annuity to Mr. Ergen on November 9, 2007, with the remaining 4,245,151 shares distributed to trusts the beneficiaries of which are members of Mr. Ergen's family. Following these distributions, the Ergen Two-Year GRAT terminated pursuant to its terms. Pursuant to the terms of the Ergen Three-Year GRAT, 2,418,459 shares were distributed as an annuity to Mr. Ergen on November 9, 2007, with the Ergen Three-Year GRAT retaining 7,371,275 shares. Pursuant to the terms of the Ergen Four-Year GRAT, 1,687,908 shares were distributed as an annuity to Mr. Ergen on November 9, 2007, with the Ergen Four-Year GRAT retaining 8,920,524 shares. Pursuant to the terms of the Ergen Five-Year GRAT, 1,254,750 shares were distributed as an annuity to Mr. Ergen on November 9, 2007, with the Ergen Five-Year GRAT retaining 9,839,104 shares. There is no formal agreement to vote or dispose of the shares owned by each GRAT in a particular manner. The dispositive and voting power of the shares held by each of the GRATs is made independent of each other, except to the extent that Mr. David K. Moskowitz is the trustee of each of the GRATs and in that respect is able to control the disposition and voting of the shares of Class B Common Stock owned by each such GRAT. /s/ David K. Moskowitz, Trustee of the Ergen Two-Year GRAT dated November 9, 2005, by Brandon Ehrhart, his Attorney in Fact 2007-11-13 /s/ David K. Moskowitz, Trustee of the Ergen Three-Year GRAT dated November 9, 2005, by Brandon Ehrhart, his Attorney in Fact 2007-11-13 /s/ David K. Moskowitz, Trustee of the Ergen Four-Year GRAT dated November 9, 2005, by Brandon Ehrhart, his Attorney in Fact 2007-11-13 /s/ David K. Moskowitz, Trustee of the Ergen Five-Year GRAT dated November 9, 2005, by Brandon Ehrhart, his Attorney in Fact 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----