-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKOILFsDKDrLrg9Fcj0Sag245QLoR6UI8osHAq5hoFOo3I8k6oUkAAFtSbL1Zp3q FVUDnao4K5DvlIDxWuSUQQ== 0001001082-99-000014.txt : 19990909 0001001082-99-000014.hdr.sgml : 19990909 ACCESSION NUMBER: 0001001082-99-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990831 FILED AS OF DATE: 19990908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECHOSTAR COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001001082 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 880336997 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-26176 FILM NUMBER: 99707997 BUSINESS ADDRESS: STREET 1: 5701 SOUTH SANTA FE DRIVE CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 3037231000 MAIL ADDRESS: STREET 1: 5701 SOUTH SANTA FE DRIVE CITY: LITTLETON STATE: CO ZIP: 80120 COMPANY DATA: COMPANY CONFORMED NAME: DUGAN MICHAEL T CENTRAL INDEX KEY: 0001090536 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5701 SOUTH SANTA FE DRIVE CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 3037231040 MAIL ADDRESS: STREET 1: 5128 SOUTH MORROW PARK RD CITY: SPOKANE STATE: WA ZIP: 99206 4 1 FORM 4 - 08/31/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Dugan, Michael T. 5701 South Santa Fe Drive Littleton, CO 80120 U.S.A. 2. Issuer Name and Ticker or Trading Symbol Echostar Communications Corporation DISH 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 08/31/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President - Echostar Technologies Corporation 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |08/20/|M | |1,765 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/20/|S | |1,765 |D |$75.00 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/20/|M | |735 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/20/|S | |735 |D |$75.00 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/23/|M | |500 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/23/|S | |500 |D |$77.00 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/23/|M | |2,000 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/23/|S | |2,000 |D |$77.13 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|M | |4,259 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|S | |4,259 |D |$80.00 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|M | |500 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|S | |500 |D |$80.19 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|M | |241 |A |$8.50 | | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |08/25/|S | |241 |D |$80.00 |80 (1) |D | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |4,186 (1) |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$8.50 |08/20|M |V|1,765 |D |(3) |(4) |Class A Comm|1,765 | |1,765 (1) |D | | (Right to Buy) | |/99 | | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$8.50 |08/20|M |V|735 |D |(5) |(4) |Class A Comm|735 | | |D | | (Right to Buy) | |/99 | | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$8.50 |08/23|M |V|2,500 |D |(5) |(4) |Class A Comm|2,500 | | |D | | (Right to Buy) | |/99 | | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$8.50 |08/25|M |V|4,259 |D |(5) |(4) |Class A Comm|4,259 | |14,988 (1) |D | | (Right to Buy) | |/99 | | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$8.50 |08/25|M |V|741 |D |(6) |(4) |Class A Comm|741 | | 183,259 (1)|D | | (Right to Buy) | |/99 | | | | | | |on Stock | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The shares have been adjusted to reflect the two-for-one stock split of the Company's common stock which took place in July, 1999. (2) On March 19, 1999, the Company issued an additional 65,000 shares of Class A Common Stock to the EchoStar Communications Corporation's 401(k) Employees' Savings Plan (the "Plan"). The number of shares reported in column 5 represents the total number of shares allocated to the reporting person's account through the Plan to date. The reporting person has dispositive, but no voting power with respect to the shares. (3) The shares underlying the option, listed in column 5, vested at the rate of 20% per year, commencing on June 20, 1996. (4) Each portion of the option expires five years from the date on which that portion of the option first becomes exercisable. (5) The shares underlying the option, listed in column 5, vested at the rate of 20% per year, commencing on August 1, 1997. (6) The shares underlying the option, listed in column 5, vested at the rate of 20% per year, commencing on December 31, 1998. SIGNATURE OF REPORTING PERSON /s/ Michael T. Dugan DATE September 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----