0001001039-15-000300.txt : 20151221 0001001039-15-000300.hdr.sgml : 20151221 20151221200657 ACCESSION NUMBER: 0001001039-15-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151217 FILED AS OF DATE: 20151221 DATE AS OF CHANGE: 20151221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALT DISNEY CO/ CENTRAL INDEX KEY: 0001001039 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 954545390 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 BUSINESS PHONE: 8185601000 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521 FORMER COMPANY: FORMER CONFORMED NAME: DC HOLDCO INC DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVERMAN ALAN N CENTRAL INDEX KEY: 0001270528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11605 FILM NUMBER: 151300545 MAIL ADDRESS: STREET 1: 500 SOUTH BUENA VISTA ST CITY: BURBANK STATE: CA ZIP: 91521-1030 4 1 wf-form4_145074640658370.xml FORM 4 X0306 4 2015-12-17 0 0001001039 WALT DISNEY CO/ DIS 0001270528 BRAVERMAN ALAN N 500 SOUTH BUENA VISTA STREET BURBANK CA 91521 0 1 0 0 Sr EVP, General Counsel & Secy Disney Common Stock 2015-12-18 4 M 0 2453.0587 109.895 A 138067.0187 D Disney Common Stock 2015-12-18 4 F 0 1281.0587 109.895 D 136785.96 D Disney Common Stock 2015-12-19 4 M 0 3168.1694 109.895 A 139954.1294 D Disney Common Stock 2015-12-19 4 F 0 1654.1694 109.895 D 138299.96 D Disney Common Stock 10840.185 I By 401(k) Stock Option (Right to Buy) 113.23 2015-12-17 4 A 0 40181 0 A 2025-12-17 Disney Common Stock 40181.0 40181 D Restricted Stock Unit 2015-12-18 4 M 0 2453.0587 0 D 2015-12-18 Disney Common Stock 2453.0587 2453.0587 D Restricted Stock Unit 2015-12-19 4 M 0 3168.1694 0 D 2015-12-19 Disney Common Stock 3168.1694 3168.1694 D Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 3, 2015. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof. The 1,281.0587 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. The 1,654.1694 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares. Shares held in The Walt Disney Stock Fund as of December 17, 2015. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2016 through 2019. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 20,206. Converts at 1-for-1. Roger J. Patterson (POA on file) 2015-12-21