-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvloHbTG8lEqCrqtPMXqD5Z0byFw40s2Zylg4HgE/xjdkSguJ78/JXHm/4TFUWrd uhZ0Oew/Rpq01F092lF+aQ== 0000891020-97-000149.txt : 19970222 0000891020-97-000149.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891020-97-000149 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE GROUP MEMBERS: ANTHONY MIADICH GROUP MEMBERS: GEORGE KALAN GROUP MEMBERS: ORIEN II LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MICROSYSTEMS CORP /WA/ CENTRAL INDEX KEY: 0001000787 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 911074996 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46903 FILM NUMBER: 97529722 BUSINESS ADDRESS: STREET 1: 5020 148TH AVE NE STREET 2: P O BOX 97002 CITY: REDMOND STATE: WA ZIP: 98073-9702 BUSINESS PHONE: 2068822000 MAIL ADDRESS: STREET 1: 5020 148TH AVE NE CITY: REDMOND STATE: WA ZIP: 98073-9702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ORIEN II LP CENTRAL INDEX KEY: 0001008687 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ORIEM VENTURE STREET 2: 4550 SW KRUSE WAY SUITE 245 CITY: LAKE OSWEGO STATE: WA ZIP: 97035 BUSINESS PHONE: 5036991680 MAIL ADDRESS: STREET 1: C/O ORIEN VENTURE STREET 2: 4550 SW KRUSE WAY SUITE 245 CITY: LAKE OSWEGO STATE: WA ZIP: 97035 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G 1 -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response...14.90 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* Applied Microsystems Corporation ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 037935 10 3 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 8 pages 2 CUSIP No. 037935 10 3 SCHEDULE 13G PAGE 2 OF 8 PAGES --------------------- ----- ----- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Orien II, L.P. --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] (b) [ ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Oregon --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,285,718 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 1,285,718 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,285,718 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.4% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 CUSIP No. 037935 10 3 SCHEDULE 13G PAGE 3 OF 8 PAGES --------------------- ----- ----- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anthony Miadich --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] (b) [ ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 20,539 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,285,718 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 20,539 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,285,718 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,306,257 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.7% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 CUSIP No. 037935 10 3 SCHEDULE 13G PAGE 4 OF 8 PAGES --------------------- ----- ----- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George Kalan --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] (b) [ ] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 1,285,718 EACH -------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,285,718 -------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,285,718 --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 19.4% --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 5 SCHEDULE 13G ITEM 1 (A) Name of Issuer: Applied Microsystems Corporation ITEM 1 (B) Address of Issuer's Principal Executive Offices: 5020 148th Avenue N.E. Redmond, Washington 98052 ITEM 2 (A) Name of Person Filing: This statement is filed by Orien II, L.P., Anthony Miadich and George Kalan (individually, a "Reporting Person" and collectively, the "Reporting Persons"). Messrs. Miadich and Kalan are general partners of Orien Venture Partners, L.P., the general partner of Orien II Partners, L.P., which is the general partner of Orien II, L.P., and share voting and investment power over shares held by Orien II, L.P. Orien II, L.P., together with Messrs. Miadich and Kalan in their capacity as general partners of Orien Venture Partners, L.P., affirm that they together constitute a "group" (within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934) with respect to the shares held of record by Orien II, L.P. With respect to any shares beneficially owned by Messrs. Miadich and Kalan in their respective individual capacities (other than those shares held of record by Orien II, L.P. and beneficially owned by them as a result of their serving as general partners of Orien Venture Partners, L.P.), each of the other Reporting Persons disclaims beneficial ownership. The Reporting Persons have entered into a Joint Filing Agreement which is attached hereto as Exhibit A. ITEM 2 (B) Address of Principal Business Office, or, if none, Residence: c/o Orien Ventures 4550 S.W. Kruse Way, Ste. 245 Lake Oswego, OR 97035 ITEM 2 (C) Citizenship: Messrs. Miadich and Kalan are citizens of the United States and Orien II, L.P. is a limited partnership organized under the laws of the State of Delaware. ITEM 2 (D) Title of Class of Securities: Common Stock Page 5 of 8 6 ITEM 2 (E) CUSIP Number: 037935 10 3 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: NOT APPLICABLE. ITEM 4 Ownership: (a) Amount Beneficially Owned: As of December 31, 1996: (1) Orien II, L.P. owned 1,285,718 shares of Common Stock of the Issuer; (2) Anthony Miadich owned 20,539 shares subject to options issued to Mr. Miadich; and (3) George Kalan owned no shares of the Issuer. (b) Percent of Class: See Item 2(a) above and Item 11 on the respective cover pages for Reporting Persons. (c) Voting and Disposition: Mr. Miadich has sole power to vote and to dispose of the 20,539 shares that may be acquired by him upon exercise of his options. Anthony Miadich and George Kalan as general partners of Orien Venture Partners, L.P., the general partner of Orien II Partners, L.P., which is the general partner of Orien II, L.P., and Orien II, L.P share voting and investment power over shares held by Orien II, L.P. ITEM 5 Ownership of Five Percent or Less of a Class. NOT APPLICABLE. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. NOT APPLICABLE. Page 6 of 8 7 ITEM 8 Identification and Classification of Members of the Group: A Joint Filing Agreement between and among the Reporting Persons is attached hereto as Exhibit A. ITEM 9 Notice of Dissolution of Group: NOT APPLICABLE ITEM 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 Orien II, L.P. By Orien II Partners, L.P., General Partner By Orien Venture Partners, L.P., General Partner By /s/ Anthony Miadich ------------------------------- Anthony Miadich Its Managing General Partner /s/ Anthony Miadich ------------------------------- Anthony Miadich /s/ George Kalan ------------------------------- George Kalan Page 7 of 8 8 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of all of them of a Statement on Schedule 13G, including amendments thereto, with respect to the Common Stock of Applied Microsystems Corporation, a Washington corporation, and further agree that this Joint Filing Agreement may be included as an exhibit to such joint filing. Each party to this Joint Filing Agreement expressly authorizes any other party to file on its behalf any and all amendments to such Statement on Schedule 13G. IN WITNESS WHEREOF, the undersigned, being duly authorized, hereby execute this Agreement this 11th day of February, 1997. /s/ Anthony Miadich ------------------------------- Anthony Miadich /s/ George Kalan ------------------------------- George Kalan Orien II, L.P. By /s/ Anthony Miadich ------------------------------- Anthony Miadich Its General Partner Page 8 of 8 -----END PRIVACY-ENHANCED MESSAGE-----