0001209191-15-086147.txt : 20151218
0001209191-15-086147.hdr.sgml : 20151218
20151218171511
ACCESSION NUMBER: 0001209191-15-086147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20151218
DATE AS OF CHANGE: 20151218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAVAX INC
CENTRAL INDEX KEY: 0001000694
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 222816046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
BUSINESS PHONE: 240-268-2000
MAIL ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glenn Gregory M
CENTRAL INDEX KEY: 0001342823
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26770
FILM NUMBER: 151297578
MAIL ADDRESS:
STREET 1: 20 FIRSTFIELD ROAD, #250
CITY: GAITHERSBURG
STATE: MD
ZIP: 20878
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-16
0
0001000694
NOVAVAX INC
NVAX
0001342823
Glenn Gregory M
C/O NOVAVAX, INC.
20 FIRSTFIELD ROAD
GAITHERSBURG
MD
20878
0
1
0
0
SVP, Research and Development
Common Stock
2015-12-16
4
M
0
61886
1.83
A
61944
D
Common Stock
2015-12-16
4
S
0
61886
8.5754
D
58
D
Stock Option (Right to buy)
1.83
2015-12-16
4
M
0
61886
0.00
D
2023-03-02
Common Stock
61886
88114
D
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.39 to $8.76, inclusive. The reporting person undertakes to provide to Novavax, Inc., any security holder of Novavax, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Of the 61,886 shares exercised on 12/16/2015 pursuant to this stock option, 37,500 shares vested on 03/02/2014 and 24,386 vested on 03/02/2015. Of the remaining 88,114 shares subject to this stock option, 13,114 vested on 03/02/2015, 37,500 will vest on 03/02/2016, and 37,500 will vest on 03/02/2017.
/s/ John A. Herrmann III, Attorney-in-Fact
2015-12-16